Samuel V. Puccio
Professional summary
Samuel Vincent Puccio is a registered financial professional currently at CANTOR FITZGERALD & CO. located in Jericho, New York and CF SECURED, LLC located in Jericho, New York.
Samuel is registered as a RR (Registered Representative) and started their career in finance in 2023. Samuel has worked at 2 firms and has passed the Series 63, Series 57TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samuel Vincent Puccio's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 21, 2023 - Present
CANTOR FITZGERALD & CO.
Office #1: 1 Jericho Plaza 2nd Floor, Jericho, NY 11753October 18, 2024 - Present
CF SECURED, LLC
Office #1: 1 Jericho Plaza 2nd Floor, Jericho, NY 11753State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/6/2025)
(9/14/2023)
Exams
Series 57TO
Date: 6/26/2024
Securities Trader ExamSeries 7TO
Date: 8/21/2023
General Securities Representative ExaminationCboe BYX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CF SECURED, LLC
CRD#: 285841 / SEC#: , 8-69863
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CF SECURED HOLDINGS, LLC | SOLE MEMBER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFIER/GLOBAL HEAD OF EQUITIES | 4424051 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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