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SG

Simon R. Goldin

SIGNATURE RESOURCES CAPITAL MANAGEMENT
La Jolla, CA
Some features on this profile are disabled
CRD#: 7711463
SG

Professional summary

Simon Robert Goldin, who also goes by Simon R Goldin, Simon Goldin, is a registered financial advisor currently at SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC located in La Jolla, California.

Simon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Simon has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Simon R Goldin | Simon Goldin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Simon Goldin; Investment-related; Private residence in La Jolla, CA; Insurance license; License Insurance Agent; Start date: 07/27/2023; 0 hours/month; 0 hours/month during securities trading hours; Insurance sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Simon Robert Goldin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 10, 2025 - Present

SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC

Office #2: 120 Newport Center Dr Suite 100, Newport Beach, CA 92660
RIA
CRD#: 144069
La Jolla, CA
Past

September 26, 2023 - November 4, 2025

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
LA JOLLA, CA
Past

August 15, 2023 - November 4, 2025

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
LA JOLLA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SR
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC
EDGE WEALTH STRATEGIES LLC | STATERA ASSET MANAGEMENT | SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC

CRD#: 144069 / SEC#: 801-67988

RIA
Registered Investment Advisory firm - (6/8/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(11/10/2025)
IAR
Texas
(11/10/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/18/2023
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/15/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/23/2023
Securities Industry Essentials Examination

Current Firm

SR
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC
EDGE WEALTH STRATEGIES LLC | STATERA ASSET MANAGEMENT | SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC

CRD#: 144069 / SEC#: 801-67988

RIA
Registered Investment Advisory firm - (6/8/2007 Approved)
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Contact information

Main Address
120 Newport Center Dr Suite 100, Newport Beach, CA 92660
Mailing Address
Phone number
(949) 261-7726
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2025-03-25 SIGNATURE RESOURCES CAPITAL MANAGEMENT FORM ADV PART 2A (3/28/2025)
2025-03-25 SIGNATURE RESOURCES CAPITAL MANAGEMENT FORM ADV PART 2A (STATERA ASSET MANAGEMENT) (3/28/2025)

Regulatory assets under management

Total Number of Accounts807
AUM (Assets Under Management)$ 227,563,327

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC

CRD#: 144069La Jolla, CA

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