AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
ES

Emerson Sanders

BACKSTROM MCCARLEY BERRY & CO.
San Francisco, CA 94111
Some features on this profile are disabled
CRD#: 7709797
ES

Professional summary

Emerson Sanders is a registered financial professional currently at BACKSTROM MCCARLEY BERRY & CO., LLC located in San Francisco, California.

Emerson is registered as a RR (Registered Representative) and started their career in finance in 2025. Emerson has worked at 1 firm and has passed the Series 63, Series 52TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Emerson Sanders's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 12, 2025 - Present

BACKSTROM MCCARLEY BERRY & CO., LLC

Office #1: 130 Battery Street, Suite 560, San Francisco, CA 94111
BD
CRD#: 124503
San Francisco, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/12/2025)
RR
Illinois
(5/12/2025)
RR
Missouri
(5/12/2025)
RR
New York
(5/12/2025)
RR
Oregon
(5/12/2025)
RR
Pennsylvania
(5/12/2025)
RR
Texas
(5/12/2025)
RR
Washington
(5/12/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 9/16/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 5/1/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/6/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

BM
BACKSTROM MCCARLEY BERRY & CO., LLC
BACKSTROM MCCARLEY BERRY & CO., LLC

CRD#: 124503 / SEC#: , 8-65679

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
130 Battery Street, Suite 560, San Francisco, CA 94111
Mailing Address
130 Battery Street, Suite 560, San Francisco, CA 94111
Phone number
(415) 392-5505
Established
California since 06/04/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (24 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MCCARLEY, VINCENT ELLISCEO, MUNICIPAL PRINCIPAL, CCO1711341
LEUNG, FRANK SIKWINGCFO, FINOP2145757

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BACKSTROM MCCARLEY BERRY & CO., LLC

CRD#: 124503San Francisco, CA 94111

TRUST BUT VERIFY

Monitor Emerson Sanders

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

AG
Adam GreenAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
IAR
RR
SAN MATEO, CA
MS
Maximilian SoaresAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
RR
San Francisco, CA
Jason Guo Quan Fang
Jason FangAdvisorCheck Check Mark
TERRAFIRMA WEALTH PARTNERS
IAR
WALNUT CREEK, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.