Mohsen Moataz Yamani
Professional Summary
Mohsen Moataz Yamani, who also goes by Mohsen Yamani, is a registered financial advisor currently at PARADIGM CAPITAL U.S. INC.. Mohsen is registered as a RR (Registered Representative) and started their career in finance in 2023. Mohsen has worked at 1 firm and has passed the SIE and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mohsen Yamani
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
3 years in the financial services industry
Current & Past Employments
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Current Firm
PARADIGM CAPITAL U.S. INC.
Contact Information
Main Address
95 Wellington Street West - Suite 2101, Toronto Ontario, M5J 2N7Mailing Address
95 Wellington Street West-suite 2101, Toronto Ontario, M5J 2N7Phone Number
(416) 361-9892Firm Type
CorporationFiscal Year End
JulyFirm Size
SmallFINRA licenses (23 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
1Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/4/2024)
(10/4/2024)
(10/4/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Mohsen Moataz Yamani's CRS (Customer Relationship Summary).
Similar Advisors
OSAIC WEALTH, INC.
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