DZ
David M. Zastenchik
QUINT INVESTMENTS AND INSURANCE
Poughkeepsie, NY 12603
Some features on this profile are disabled
CRD#: 7707490
DZ
Professional summary
David Maurice Zastenchik is a registered financial advisor currently at QUINT INVESTMENTS AND INSURANCE located in Poughkeepsie, New York.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. David has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Accounting & Tax Services - Mehl & Associates, CPAs Hudson Valley Wealth Management Group, LLC is an IAR of Quint Wealth Management, Inc.
CRS (Client Relationship Summary) - RIA
Click below to view David Maurice Zastenchik's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 8, 2023 - Present
QUINT INVESTMENTS AND INSURANCE
Office #1: 11 Raymond Avenue Ste 32, Poughkeepsie, NY 12603RIA
CRD#: 168463
Poughkeepsie, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QI
QUINT INVESTMENTS AND INSURANCE
HUDSON VALLEY WEALTH MANAGEMENT GROUP | QUINT WEALTH MANAGEMENT, INC. | QUINT INVESTMENTS AND INSURANCE
CRD#: 168463 / SEC#: 801-118831
RIA
Registered Investment Advisory firm - (6/1/2020 Approved)Connecticut
Registered Investment Advisory firm - (2/17/2021 Terminated)New York
Registered Investment Advisory firm - (6/3/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(3/8/2023)
Exams
Current Firm
QI
QUINT INVESTMENTS AND INSURANCE
HUDSON VALLEY WEALTH MANAGEMENT GROUP | QUINT WEALTH MANAGEMENT, INC. | QUINT INVESTMENTS AND INSURANCE
CRD#: 168463 / SEC#: 801-118831
RIA
Registered Investment Advisory firm - (6/1/2020 Approved)Connecticut
Registered Investment Advisory firm - (2/17/2021 Terminated)New York
Registered Investment Advisory firm - (6/3/2020 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
210 New Hackensack Road, Wappingers Falls, NY 12590
Mailing Address
Phone number
(845) 345-3628
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 709 |
| AUM (Assets Under Management) | $ 88,515,065 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
QUINT INVESTMENTS AND INSURANCE
CRD#: 168463Poughkeepsie, NY 12603TRUST BUT VERIFY
Monitor David Zastenchik
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
