Matthew A. Ebeling
Professional summary
Matthew A Ebeling, who also goes by Matthew A Ebeling, is a registered financial professional currently at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located in Charlotte, North Carolina and NUVEEN SECURITIES, LLC located in Charlotte, North Carolina.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2023. Matthew has worked at 2 firms and has passed the Series 99TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew A Ebeling's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2023 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #1: 8500 Andrew Carnegie Blvd. Charlotte Hub, Charlotte, NC 28262September 7, 2023 - Present
NUVEEN SECURITIES, LLC
Office #1: 8500 Andrew Carnegie Blvd., Charlotte, NC 28262State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 10/8/2025
Operations Professional ExaminationSeries 6TO
Date: 6/9/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
NUVEEN SECURITIES, LLC
CRD#: 469 / SEC#: , 8-13464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Civil Event | 2 |
| Arbitration | 1 |
Red Flags
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