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KH

Kieran D. Hanley

PURSHE KAPLAN STERLING INVESTMENTS
Angelton, TX 77515
CRD#: 7706043
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KH
Kieran Donald HanleyPURSHE KAPLAN STERLING INVESTMENTS

Professional summary


Kieran Donald Hanley, who also goes by Don Hanley, is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Angelton, Texas.

Kieran is registered as a RR (Registered Representative) and started their career in finance in 2024. Kieran has worked at 2 firms and has passed the Series 7TO and SIE exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Don Hanley

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Kieran Donald Hanley's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 18, 2025 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 4005 Technology Drive Suite 103-b, Angelton, TX 77515Office #2: 80 State Street, Albany, NY 12207
BD
CRD#: 35747
Angelton, TX
Past

August 1, 2024 - August 20, 2025

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
SAN ANTONIO, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 7TO
Date: 7/31/2024
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm


PK
PURSHE KAPLAN STERLING INVESTMENTS
PURSHE KAPLAN STERLING INVESTMENTS | SARATOGA 21ST, LTD. | PURSHE KAPLAN STERLING INVESTMENTS, INC.

CRD#: 35747 / SEC#: , 8-46844

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
80 State Street, Albany, NY 12207
Mailing Address
80 State Street, Albany, NY 12207
Phone number
(518) 436-3536
Established
New York since 12/16/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
PKS HOLDINGS, LLCHOLDING CO.
BOHLEY, TRACEY LEACHIEF FINANCIAL OFFICER4826937
FLOUTON, KATHERINE MARIEPRESIDENT4405001
KVAM, PETER DAVIDCHIEF COMPLIANCE OFFICER4301918
MOTTA, CHRISTOPHER JOHNCOO2741133
PURCELL, JOHN PETERC.E.O.1664678

Disclosures


Regulatory Event11
Arbitration2

Red Flags


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Company Information


PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747Angelton, TX 77515

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