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Amon D. Dothard
COPPELL ADVISORY SOLUTIONS LLC
San Diego, CA 92130
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CRD#: 7705579
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Professional summary
Amon D Dothard, who also goes by Amon Dothard, is a registered financial advisor currently at COPPELL ADVISORY SOLUTIONS LLC located in San Diego, California.
Amon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Amon has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Amon Dothard
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
the name of the other business; - Elite Resource Team the address of the other business - 12636 High Bluff Dr #400 San Diego CA 92130 the nature of the other business; - Independent Marketing Organization and Virtual Family Office your position; - Team Based Model (TBM) practitioner title, or relationship with the other business; -Financial Advisor/ Consultant the start date of your relationship; ERT - Feb 2023 the approximate number of hours/month you devote to the other business; - 20 the number of hours you devote to the other business during securities trading hours; - 2 and briefly describe your duties relating to the other business; - Specialize in working with accounting professionals to focus on offering proactive and holistic planning, allowing them to deliver more to their affluent clients
CRS (Client Relationship Summary) - RIA
Click below to view Amon D Dothard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 7, 2024 - Present
COPPELL ADVISORY SOLUTIONS LLC
Office #1: 12636 High Luff Dr, #400, San Diego, CA 92130RIA
CRD#: 156549
San Diego, CA
Past
April 1, 2024 - November 15, 2024
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
SAN DIEGO, CA
Past
December 19, 2023 - November 15, 2024
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
COPPELL ADVISORY SOLUTIONS LLC
C&N WEALTH MANAGEMENT | MACH 1 FINANCIAL GROUP | IAMS WEALTH MANAGEMENT | FUSION INVESTMENT ADVISORS, LLC | FUSION INVESTMENT ADVISORS LLC | FUSION INVESTMENT ADVISORS | FUSION CAPITAL MANAGEMENT | ELITE INVESTMENT TEAM LLC | COPPELL ADVISORY SOLUTIONS, LLC | COPPELL ADVISORY SOLUTIONS LLC
CRD#: 156549 / SEC#: 801-72171
RIA
Registered Investment Advisory firm - (2/28/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/7/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/19/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
CA
COPPELL ADVISORY SOLUTIONS LLC
C&N WEALTH MANAGEMENT | MACH 1 FINANCIAL GROUP | IAMS WEALTH MANAGEMENT | FUSION INVESTMENT ADVISORS, LLC | FUSION INVESTMENT ADVISORS LLC | FUSION INVESTMENT ADVISORS | FUSION CAPITAL MANAGEMENT | ELITE INVESTMENT TEAM LLC | COPPELL ADVISORY SOLUTIONS, LLC | COPPELL ADVISORY SOLUTIONS LLC
CRD#: 156549 / SEC#: 801-72171
RIA
Registered Investment Advisory firm - (2/28/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9111 Cypress Waters Blvd Suite 140, Dallas, TX 75019
Mailing Address
Phone number
(817) 888-8020
Established
Firm type
Fiscal year end
# of Employees
77
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,334 |
| AUM (Assets Under Management) | $ 1,077,958,560 |
Red Flags
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