Matthew D. Gittings

ROBOTTI & COMPANY ADVISORS

New York, NY 10017

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CRD#: 7704858

Professional summary

Matthew Donald Gittings, who also goes by Matthew Donald Giltings, is a registered financial advisor currently at ROBOTTI & COMPANY ADVISORS, LLC located in New York, New York and ROBOTTI SECURITIES, LLC located in New York, New York.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Matthew has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew Donald Giltings

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Donald Gittings's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 30, 2025 - Present

ROBOTTI & COMPANY ADVISORS, LLC

Office #1: 125 Park Avenue Suite 1607, New York, NY 10017

RIA

CRD#: 128093

New York, NY

Current

September 28, 2023 - Present

ROBOTTI SECURITIES, LLC

Office #1: 125 Park Avenue, Suite 1607, New York, NY 10017

CRD#: 13251

New York, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROBOTTI & COMPANY ADVISORS, LLC

ROBOTTI & COMPANY ADVISORS, LLC | ROBOTTI & COMPANY, ADVISORS, LLC

CRD#: 128093 / SEC#: 801-60314

RIA

Registered Investment Advisory firm - (6/7/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(5/30/2025)

IAR

New York
(5/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/30/2025

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/28/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/27/2023

Securities Industry Essentials Examination

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

Nasdaq Stock Market

Current Firm

ROBOTTI & COMPANY ADVISORS, LLC

ROBOTTI & COMPANY ADVISORS, LLC | ROBOTTI & COMPANY, ADVISORS, LLC

CRD#: 128093 / SEC#: 801-60314

RIA

Registered Investment Advisory firm - (6/7/2001 Approved)

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Contact information

Main Address

125 Park Avenue Suite 1607, New York, NY 10017

Mailing Address

Phone number

(212) 986-4800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV, PART 2A FIRM BROCHURE (3/31/2025)

FORM ADV, PART 2A WRAP ACCOUNTS (3/31/2025)

Regulatory assets under management

Total Number of Accounts	251
AUM (Assets Under Management)	$ 881,805,476

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/28/2025	Cover Page	Report
10/25/2024	Cover Page	Report
10/26/2023	Cover Page	Report
01/23/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew D. Gittings

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Donald Gittings's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBOTTI SECURITIES, LLC

Primary Firm SEC Registration

ROBOTTI & COMPANY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/30/2025

Series 7TO

Date: 9/28/2023

SIE

Date: 7/27/2023

FINRA

Investors' Exchange LLC

Nasdaq Stock Market

Current Firm

ROBOTTI & COMPANY ADVISORS, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ROBOTTI & COMPANY ADVISORS, LLC

TRUST BUT VERIFY

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