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KW

Katelyn N. Watts

HALBERT HARGROVE
LONG BEACH, CA 90802-7908
Some features on this profile are disabled
CRD#: 7703598
KW

Professional summary

Katelyn Nicole Watts, who also goes by Katie Watts, is a registered financial advisor currently at HALBERT HARGROVE located in Long Beach, California.

Katelyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Katelyn has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Katie Watts

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katelyn Nicole Watts's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 9, 2023 - Present

HALBERT HARGROVE

Office #1: 111 West Ocean Boulevard 23rd Floor, Long Beach, CA 90802-7908
RIA
CRD#: 105515
LONG BEACH, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HALBERT HARGROVE
HALBERT HARGROVE
FUTURE-WISE | HALBERT, HARGROVE/RUSSELL LLC | HALBERT HARGROVE RUSSELL LLC | HALBERT HARGROVE GLOBAL ADVISORS, LLC | HALBERT HARGROVE

CRD#: 105515 / SEC#: 801-33048

RIA
Registered Investment Advisory firm - (10/13/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(8/9/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/9/2023
Uniform Investment Adviser Law Examination

Current Firm

HALBERT HARGROVE
HALBERT HARGROVE
FUTURE-WISE | HALBERT, HARGROVE/RUSSELL LLC | HALBERT HARGROVE RUSSELL LLC | HALBERT HARGROVE GLOBAL ADVISORS, LLC | HALBERT HARGROVE

CRD#: 105515 / SEC#: 801-33048

RIA
Registered Investment Advisory firm - (10/13/1988 Approved)
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Contact information

Main Address
111 West Ocean Boulevard 23rd Floor, Long Beach, CA 90802-7908
Mailing Address
P.o. Box 1070, Long Beach, CA 90801-9931
Phone number
(562) 435-5657
Established
Firm type
Fiscal year end
# of Employees
52

SEC notice filing (31 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts4,671
AUM (Assets Under Management)$ 3,516,418,609

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HALBERT HARGROVE

HALBERT HARGROVE

CRD#: 105515Long Beach, CA 90802-7908

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