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QL

Qinmi Li

AC SUNSHINE SECURITIES LLC
Orlando, FL 32801
Some features on this profile are disabled
CRD#: 7702207
QL

Professional summary

Qinmi Li is a registered financial professional currently at AC SUNSHINE SECURITIES LLC located in Orlando, Florida.

Qinmi is registered as a RR (Registered Representative) and started their career in finance in 2023. Qinmi has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Qinmi Li's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 3, 2023 - Present

AC SUNSHINE SECURITIES LLC

Office #1: 200 E. Robinson Street Suite 295, Orlando, FL 32801
BD
CRD#: 317903
Orlando, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(4/12/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 4/12/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/28/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/30/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AS
AC SUNSHINE SECURITIES LLC
AC SUNSHINE SECURITIES LLC

CRD#: 317903 / SEC#: , 8-70837

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
200 E. Robinson Street Suite 295, Orlando, FL 32801
Mailing Address
200 E. Robinson Street Suite 295, Orlando, FL 32801
Phone number
(689) 689-9686
Established
Florida since 06/16/2021
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AC SUNSHINE MANAGEMENT LLCOWNER
CUI, YINGPRESIDENT, CEO, CFO2134588
SMULEVITZ, CHARLES DAVIDCCO5099387

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AC SUNSHINE SECURITIES LLC

CRD#: 317903Orlando, FL 32801

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