William Kirk

HERITAGE WEALTH MANAGEMENT

San Diego, CA 92127

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CRD#: 7700616

Professional summary

William Kirk, who also goes by Will Kirk, is a registered financial advisor currently at HERITAGE WEALTH MANAGEMENT, INC. located in San Diego, California.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. William has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Will Kirk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Kirk's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 12, 2026 - Present

HERITAGE WEALTH MANAGEMENT, INC.

Office #1: 11440 W. Bernardo Ct. Ste 390, San Diego, CA 92127

RIA

CRD#: 316956

San Diego, CA

Past

March 8, 2023 - October 29, 2025

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HERITAGE WEALTH MANAGEMENT, INC.

CRD#: 316956 / SEC#: 801-122719

RIA

Registered Investment Advisory firm - (11/19/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/12/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/12/2026

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/6/2023

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/7/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/4/2023

Securities Industry Essentials Examination

Current Firm

HERITAGE WEALTH MANAGEMENT, INC.

CRD#: 316956 / SEC#: 801-122719

RIA

Registered Investment Advisory firm - (11/19/2021 Approved)

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Contact information

Main Address

11440 W. Bernardo Ct. Ste 390, San Diego, CA 92127

Mailing Address

Phone number

(858) 613-9191

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HERITAGE WEALTH MANAGEMENT, INC. - FORM ADV PART 2A (3/12/2025)

Regulatory assets under management

Total Number of Accounts	978
AUM (Assets Under Management)	$ 491,221,951

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William Kirk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Kirk's CRS (Customer Relationship Summary).

Certified licenses

Experience

HERITAGE WEALTH MANAGEMENT, INC.

SANFORD C. BERNSTEIN & CO., LLC

Primary Firm SEC Registration

HERITAGE WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/12/2026

Series 63

Date: 4/6/2023

Series 7TO

Date: 3/7/2023

SIE

Date: 1/4/2023

Current Firm

HERITAGE WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HERITAGE WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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