JP
Justin N. Plummer
CETERA INVESTMENT ADVISERS LLC
GREENSBORO, NC
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CRD#: 7700187
JP
Professional summary
Justin Nicholas Plummer is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Greensboro, North Carolina and CETERA WEALTH SERVICES, LLC located in Greensboro, North Carolina.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Justin has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) JOYCE L. PLUMMER LIVING TRUST POSITION: Co-Trustee NATURE: Ability to act as a co-trustee on my mothers trust assets as she is in declining health. INV RLTD: No # OF HRS: 0 SEC TRDNG HRS: 0 ST DT: 12/13/2016 ADDR: 528 College Rd, Greensboro NC 27410 DESCR: Assisting mother in financial affairs of her trust & associated tasks with management of trust assets. 2) LAW OFFICES OF CHERYL DAVID, PLLC POSITION: Attorney NATURE: Creation of estate planning documents for clients.Estate Administration for clientsElder Care/Asset Preservation for clients in nursing facilities or needs.Providing public with different advisory services with respect to planning for special needs beneficiaries.Transfer of Real Estate related to estate plans with deed preparation. INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 100 START DATE: 12/03/2013 ADDRESS: 528 College Rd, Greensboro NC 27410, United States DESCRIPTION: General Legal duties of Attorney; Creation of estate planning documents for clients, meeting with clients to assess legal needs for estate planning; advising probate and trust administration with general public, management of paralegals duties in regard to same as above. Act as Registered Agent under capacity of the law firm. 3) TOMAHAWK ESTATES, LLC POSITION: Managing Member NATURE: The purpose of the LLC is to hold and manage the real estate located at 528 College Rd. Greensboro, NC 27455. INVESTMENT RELATED: Yes # OF HRS: 1 SEC TRDNG HRS: 1 ST DT: 02/05/2019 ADDR: 528 College Rd, Greensboro NC 27410 DESCR: My duty as a member manager consists of management of firm's real estate, upkeep/maintenance on associated real estate, payment of items ancillary to real estate property, maintain insurance and other associated items with the management of the real estate and control and receive the payment of rental income from tenant of the property. 4) WISDOM WEALTH CARE POSITION: Financial Advisor NATURE: Investment Advising Services - Linus Whitlock, Logan Whitlock and Cheryl David are all associated members of this firm connected with Avantax currently. INV RLTD: No # OF HRS: 40 SEC TRDNG HRS: 40 ST DT: 05/15/2023 ADDR: 7 St Martin Pl, Greensboro NC 27455 DESCR: Referral of clients to business and investment advising of client services for financial planning purposes. 5) DOWNTOWN ROTARY CLUB POSITION: President Elect/President NATURE: Cultivating community involvement with charitable causes, business networking, Endowing Scholarships and funding local community grants, Community Service, Educational resources for community resources and services. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2023 ADDRESS: 528 College Rd, Greensboro NC 27410, United States DESCRIPTION: I will become the President of our Rotary club in June of this year and will have general oversight over the board of directors, running weekly meetings, implementing club's policies and goals for local community, coordinating communications between local club and Rotary International and assisting our community at large with improvement of resources and community services.
CRS (Client Relationship Summary) - RIA
Click below to view Justin Nicholas Plummer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
GREENSBORO, NC
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 528 College Road, Greensboro, NC 27410BD
CRD#: 13572
GREENSBORO, NC
Past
May 1, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Greensboro, NC
Past
March 27, 2023 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
GREENSBORO, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(9/5/2025)
IAR
North Carolina(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/27/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
