SH
Stephanie G. Hodges
TRUIST ADVISORY SERVICES
HIGH POINT, NC 27265
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CRD#: 7698294
SH
Professional summary
Stephanie Gray Hodges is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in High Point, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in High Point, North Carolina.
Stephanie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Stephanie has worked at 2 firms and has passed the Series 66, Series 6TO, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BIG BROTHERS BIG SISTERS OF THE CENTRAL PIEDMONT POSITION: Member of Board of Directors NATURE: BBBS matches mentors in the community with at-risk youth. They provide both in-school and community-based programs for youth that need BBBS services. The mentors (bigs) are all volunteers, and the youth (littles) are members of the local community who apply to be matched. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2018 ADDRESS: Greensboro NC, United States DESCRIPTION: I am the chair of the Gala committee that plans and organizes the organization's largest fundraising event of the year. We solicit donations from local and non-local businesses for the event. The event includes a program, dinner, live and silent auction. As a member of the BOD, I am able to sign checks but only as an additional signer. Some (but not all) checks that the organization writes requires the signature of a staff member and a board member, in accordance with BBBS policy.
CRS (Client Relationship Summary) - RIA
Click below to view Stephanie Gray Hodges's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 15, 2023 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 4025 Premier Drive, High Point, NC 27265RIA
CRD#: 283390
HIGH POINT, NC
Current
April 24, 2023 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 4025 Premier Dr, High Point, NC 27265BD
CRD#: 17499
High Point, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(6/9/2023)
IAR
North Carolina(6/15/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 4/24/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 4/24/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390High Point, NC 27265TRUST BUT VERIFY
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