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Peretz Schapiro

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CRD#: 7697310
PS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Peretz Schapiro was a registered financial professional .

Peretz is a previously registered financial professional and started their career in finance in 2023. Peretz had worked at 2 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 16, 2023 - November 4, 2025

DEALER SOLUTIONS NORTH AMERICA LLC

BD
CRD#: 286268
NEW YORK, NY
Past

March 20, 2023 - November 10, 2023

SEQUOIA INVESTMENTS, INC.

BD
CRD#: 39341
ROSWELL, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/27/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 6/1/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/20/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/21/2022
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/23/2023
General Securities Principal Examination

Current Firm

DS
DEALER SOLUTIONS NORTH AMERICA LLC
DEALER SOLUTIONS NORTH AMERICA LLC | ILIAD SECURITIES LLC

CRD#: 286268 / SEC#: , 8-69874

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
42 Broadway, Suite 12-129, New York, NY 10004
Mailing Address
42 Broadway, Suite 12-129, New York, NY 10004
Phone number
(212) 796-1531
Established
New York since 10/20/2016
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
DEALER SOLUTIONS USA INC.OWNER
GLS CAPITAL HOLDINGS LLCOWNER
SIPINICK, KATHY EFREMCFO/FINOP3248100
VERDONE, JAMES JOSEPHCEO/CCO2581251

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DEALER SOLUTIONS NORTH AMERICA LLC

CRD#: 286268

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