Anthony J. Vivona

POINT WINDWARD ADVISORS

New York, NY 10022

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CRD#: 7697195

Professional summary

Anthony Justin Vivona is a registered financial advisor currently at POINT WINDWARD ADVISORS, INC. located in New York, New York.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Anthony has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Justin Vivona's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 20, 2026 - Present

POINT WINDWARD ADVISORS, INC.

Office #1: 880 Third Ave 16th Floor, New York, NY 10022

RIA

CRD#: 110457

New York, NY

Past

March 15, 2023 - December 31, 2025

POINT WINDWARD ADVISORS, INC.

RIA

CRD#: 110457

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

POINT WINDWARD ADVISORS, INC.

BEECH HILL ADVISORS, INC | POINT WINDWARD ADVISORS, INC. | CANTOR, WEISS & WURM ASSET MANAGEMENT CO., INC. | CANTOR & WEISS ASSET MANAGEMENT CO., INC.

CRD#: 110457 / SEC#: 801-31503

RIA

Registered Investment Advisory firm - (4/1/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(2/20/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/15/2023

Uniform Investment Adviser Law Examination

Current Firm

POINT WINDWARD ADVISORS, INC.

BEECH HILL ADVISORS, INC | POINT WINDWARD ADVISORS, INC. | CANTOR, WEISS & WURM ASSET MANAGEMENT CO., INC. | CANTOR & WEISS ASSET MANAGEMENT CO., INC.

CRD#: 110457 / SEC#: 801-31503

RIA

Registered Investment Advisory firm - (4/1/1988 Approved)

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Contact information

Main Address

880 Third Ave 16th Floor, New York, NY 10022

Mailing Address

Phone number

(212) 350-7250

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BEECH HILL ADVISORS BROCHURE (8/12/2025)

Regulatory assets under management

Total Number of Accounts	559
AUM (Assets Under Management)	$ 358,565,215

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anthony J. Vivona

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Justin Vivona's CRS (Customer Relationship Summary).

Certified licenses

Experience

POINT WINDWARD ADVISORS, INC.

POINT WINDWARD ADVISORS, INC.

Primary Firm SEC Registration

POINT WINDWARD ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/15/2023

Current Firm

POINT WINDWARD ADVISORS, INC.

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

POINT WINDWARD ADVISORS, INC.

TRUST BUT VERIFY

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