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DW

Dominic Waechter

MDW CAPITAL MANAGEMENT
LOS ANGELES, CA 90010
CRD#: 7696777
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DW
Dominic WaechterMDW CAPITAL MANAGEMENT

Professional summary

Dominic Waechter is a registered financial advisor currently at MDW CAPITAL MANAGEMENT CORP. located in Los Angeles, California.

Dominic is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Dominic has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dominic Waechter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 23, 2024 - Present

MDW CAPITAL MANAGEMENT CORP.

Office #1: 4250 Wilshire Blvd, Los Angeles, CA 90010
RIA
CRD#: 330758
LOS ANGELES, CA
Past

February 8, 2023 - December 9, 2024

HAMMELMAN CAPITAL MANAGEMENT LLC

RIA
CRD#: 167606
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/23/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/8/2022
Uniform Investment Adviser Law Examination

Current Firm

MC
MDW CAPITAL MANAGEMENT CORP.
MDW CAPITAL MANAGEMENT | MDW CAPITAL MANAGEMENT INC | MDW CAPITAL MANAGEMENT CORP. | MDW CAPITAL MANAGEMENT CORP

CRD#: 330758 / SEC#:

California
Registered Investment Advisory firm - (5/23/2024 Approved)
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Contact information

Main Address
4250 Wilshire Blvd, Los Angeles, CA 90010
Mailing Address
Phone number
(323) 937-2010
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts24
AUM (Assets Under Management)$ 31,688,461

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MDW CAPITAL MANAGEMENT CORP.

CRD#: 330758Los Angeles, CA 90010

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