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AG

Alejandro Gonzalez

GLOBAL FINANCIAL SERVICES, L.L.C.
HOUSTON, TX
·CRD# 7692759·2 years experience

Professional Summary

Alejandro Gonzalez, who also goes by Alex Gonzalez, Agustin Alejandro Lopez Gonzalez, is a registered financial advisor currently at GLOBAL FINANCIAL SERVICES, L.L.C. located in Houston, Texas. Alejandro is registered as a RR (Registered Representative) and started their career in finance in 2026. Alejandro has worked at 2 firms and has passed the Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alex Gonzalez, Agustin Alejandro Lopez Gonzalez

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years in the financial services industry

Current & Past Employments

GLOBAL FINANCIAL SERVICES, L.L.C.·CRD# 35699
BD
1330 Post Oak Blvd. Ste 2100, Houston, TX 77056-3019
June 29, 2026 - Present
INSIGNEO SECURITIES, LLC·CRD# 29249
BD
Houston, TX
April 21, 2026 - June 16, 2026

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Current Firm

GF
GLOBAL FINANCIAL SERVICES, L.L.C.

GLOBAL FINANCIAL SERVICES, INC. | GLOBAL FINANCIAL SERVICES, LLC | GLOBAL FINANCIAL SERVICES, L.L.C.

CRD#: 35699 / SEC#: 8-46866
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

1330 Post Oak Blvd. Ste 2100, Houston, TX 77056-3019

Mailing Address

1330 Post Oak Blvd Ste 2100, Houston, TX 77056-3019

Phone Number

(713) 968-0400

Established

Texas since 12/20/1994

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (26 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GFS HOLDINGS, LLCMEMBER—
CATHRINER, WILLIAM WALTER IICHIEF COMPLIANCE OFFICER1686950
CHAPA, GERARDO ARTUROMANAGING DIRECTOR1451790
GUNZENHAUSER, RADFORD MICHAELFINANCIAL OPERATIONS PRINCIPAL7253452
IBARRA, JORGE EDUARDOCHIEF OPERATING OFFICER3079569
MEDRANO, DILIA ELIZABETHCOMPLIANCE REGISTERED OPTIONS PRINCIPAL4626600
TELLEZ, ALFREDOSENIOR VICE PRESIDENT & DIRECTOR2616322
VILLARREAL GUERRA, VICTOR MANUELDIRECTOR5310319

Disclosures

Regulatory Event

6

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7TO — General Securities Representative Examination

Passed Mar 2026About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2024About the SIE exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Alejandro Gonzalez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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