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AR

Adrian Rodriguez

RETIRABLE
NEW YORK, NY 10003
Some features on this profile are disabled
CRD#: 7692425
AR

Professional summary

Adrian Rodriguez is a registered financial advisor currently at RETIRABLE located in New York, New York and TRAPHAGEN FINANCIAL GROUP located in Oradell, New Jersey.

Adrian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Adrian has worked at 2 firms .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adrian Rodriguez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 31, 2023 - Present

RETIRABLE

Office #1: 900 Broadway Suite 808, New York, NY 10003
RIA
CRD#: 307472
NEW YORK, NY
Current

July 31, 2023 - Present

TRAPHAGEN FINANCIAL GROUP

Office #1: 234 Kinderkamack Rd, Oradell, NJ 07649
RIA
CRD#: 107764
Oradell, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRAPHAGEN FINANCIAL GROUP
TRAPHAGEN CPAS AND WEALTH ADVISORS | TRAPHAGEN INVESTMENT ADVISORS LLC | TRAPHAGEN FINANCIAL GROUP

CRD#: 107764 / SEC#: 801-56130

RIA
Registered Investment Advisory firm - (1/7/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(7/31/2023)
IAR
New York
(1/31/2023)

Exams

Current Firm

TF
TRAPHAGEN FINANCIAL GROUP
TRAPHAGEN CPAS AND WEALTH ADVISORS | TRAPHAGEN INVESTMENT ADVISORS LLC | TRAPHAGEN FINANCIAL GROUP

CRD#: 107764 / SEC#: 801-56130

RIA
Registered Investment Advisory firm - (1/7/1999 Approved)
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Contact information

Main Address
234 Kinderkamack Rd, Oradell, NJ 07649
Mailing Address
Phone number
(201) 262-1040
Established
Firm type
Fiscal year end
# of Employees
14

SEC notice filing (15 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TRAPHAGEN INVESTMENT ADVISORS LLC ADV PART 2 JANUARY 2025 (3/18/2025)

Regulatory assets under management

Total Number of Accounts1,964
AUM (Assets Under Management)$ 1,898,214,989

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRAPHAGEN FINANCIAL GROUP

CRD#: 107764New York, NY 10003

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