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JG

Johnpaul Garcia

OAKWOOD CAPITAL SECURITIES
FORT MYERS, FL 33908
Some features on this profile are disabled
CRD#: 7692326
JG
Johnpaul GarciaOAKWOOD CAPITAL SECURITIES

Professional summary

Johnpaul Garcia, who also goes by Johnpaul Garcia, John Paul Garcia, is a registered financial professional currently at OAKWOOD CAPITAL SECURITIES, INC. located in Fort Myers, Florida.

Johnpaul is registered as a RR (Registered Representative) and started their career in finance in 2024. Johnpaul has worked at 3 firms and has passed the Series 7TO and SIE exams.

Aliases

Johnpaul Garcia | John Paul Garcia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Johnpaul Garcia's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 1, 2026 - Present

OAKWOOD CAPITAL SECURITIES, INC.

Office #1: 15701 S Tamiami Trail Suite 300, Fort Myers, FL 33908
BD
CRD#: 21000
FORT MYERS, FL
Past

July 9, 2024 - July 22, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Charlotte, NC
Past

March 22, 2024 - April 29, 2024

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 3/22/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/31/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

OC
OAKWOOD CAPITAL SECURITIES, INC.
GARDNER FINANCIAL SERVICES, INC. | OAKWOOD CAPITAL SECURITIES, INC.

CRD#: 21000 / SEC#: , 8-38631

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
600 Highway 169 South Suite 1410, St. Louis Park, MN 55426
Mailing Address
600 Highway 169 South Suite 1410, St. Louis Park, MN 55426
Phone number
(952) 935-4601
Established
Minnesota since 05/11/1987
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (49 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
OAKWOOD CAPITAL SECURITIES, LLCOWNER
BASKETT, ERINFINOP, PFO, POO4538604
KING, BRANDON DOUGLASVICE PRESIDENT6371003
KING, DOUGLAS STEPHANPRESIDENT, CHIEF COMPLIANCE OFFICER1375683
KING, JASON THOMASVICE PRESIDENT6343030

Disclosures

Regulatory Event1
Bond1

Red Flags

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Company Information

OAKWOOD CAPITAL SECURITIES, INC.

CRD#: 21000Fort Myers, FL 33908

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