AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
MG

Matthew A. Gannon

US CAPITAL GLOBAL SECURITIES
San Francisco, CA 94111
Some features on this profile are disabled
CRD#: 7691081
MG

Professional summary


Matthew Aguilar Gannon, who also goes by Matt Gannon, Matthew Gannon, is a registered financial professional currently at US CAPITAL GLOBAL SECURITIES, LLC located in San Francisco, California.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2023. Matthew has worked at 2 firms and has passed the Series 82TO, Series 6TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Matt Gannon | Matthew Gannon

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Matthew Aguilar Gannon's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 12, 2025 - Present

US CAPITAL GLOBAL SECURITIES, LLC

Office #1: 1 Ferry Building Suite 201, San Francisco, CA 94111
BD
CRD#: 169544
San Francisco, CA
Past

March 24, 2023 - April 22, 2023

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
VERO BEACH, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(6/12/2025)

Exams


General Industry/Product Exam
RR
Series 82TO
Date: 6/11/2025
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 6TO
Date: 3/24/2023
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm


UC
US CAPITAL GLOBAL SECURITIES, LLC
US CAPITAL GLOBAL SECURITIES, INC. | US CAPITAL GLOBAL SECURITIES, LLC

CRD#: 169544 / SEC#: , 8-69375

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
1 Ferry Building Suite 201, San Francisco, CA 94111
Mailing Address
1 Ferry Building Suite 201, San Francisco, CA 94111
Phone number
(415) 889-1010
Established
California since 11/04/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (16 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
US CAPITAL HOLDING CORPORATIONOWNER
SMITH, EDWARD MERRILLFINOP, COMPLIANCE3143679
TOWLE, CHARLES VISHWAMBHARAPARTNER6268043
VASHISTH, PANKAJCHIEF COMPLIANCE OFFICER & CEO5196844
VILLARREAL, FRANK AURELIOINVESTMENTS & COMPLIANCE2035036

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


US CAPITAL GLOBAL SECURITIES, LLC

CRD#: 169544San Francisco, CA 94111

TRUST BUT VERIFY

Monitor Matthew Gannon

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


AG
Adam GreenAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
IAR
RR
SAN MATEO, CA
MS
Maximilian SoaresAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
RR
San Francisco, CA
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics