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Conner Jolley

EAGLE POINT SECURITIES
Greenwich, CT
·CRD# 7688620·2 years experience

Professional Summary

Conner Jolley, who also goes by Conner Reed Jolley, is a registered financial advisor currently at EAGLE POINT SECURITIES LLC located in Greenwich, Connecticut. Conner is registered as a RR (Registered Representative) and started their career in finance in 2024. Conner has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Conner Reed Jolley

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years in the financial services industry

Current & Past Employments

EAGLE POINT SECURITIES LLC·CRD# 324528
BD
600 Steamboat Road Suite 202, Greenwich, CT 06830
March 27, 2026 - Present
ASHFORD SECURITIES LLC·CRD# 305330
BD
Dallas, TX
April 10, 2024 - January 26, 2026

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Current Firm

EP
EAGLE POINT SECURITIES LLC

EAGLE POINT SECURITIES LLC

CRD#: 324528 / SEC#: 8-71048
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

600 Steamboat Road Suite 202, Greenwich, CT 06830

Mailing Address

600 Steamboat Road Suite 202, Greenwich, CT 06830

Phone Number

(203) 340-8565

Established

Delaware since 11/29/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
EAGLE POINT HOLDINGS LPSOLE MEMBER—
CHUNG, MICHAEL NMNFINOP/PFO5739877
DAIGLE, JENNIFFER ALYCEVICE PRESIDENT2620553
DOHERTY, JAMES HUGHPRINCIPAL OPERATIONS OFFICER (POO)4197747
HECKER, ALEXANDER JEREMYCHIEF COMPLIANCE OFFICER6140462
ROTH, JOSEPH HARRISPRESIDENT7673254

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arkansas
(3/27/2026)
RR
Connecticut
(3/27/2026)
RR
Louisiana
(3/27/2026)
RR
New Mexico
(3/27/2026)
RR
Oklahoma
(3/27/2026)
RR
Texas
(3/27/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2024About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Apr 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Dec 2023About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Conner Jolley's CRS (Customer Relationship Summary).

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