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AJ

Arthur H. Johnson

MUNDOVAL CAPITAL MANAGEMENT
La Jolla, CA 92037
Some features on this profile are disabled
CRD#: 7686970
AJ

Professional summary

Arthur Husmann Johnson, who also goes by Aj Johnson, is a registered financial advisor currently at MUNDOVAL CAPITAL MANAGEMENT, INC. located in La Jolla, California.

Arthur is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Arthur has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Aj Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Studio VII Productions, LLC, non investment related, 7855 Ivanhoe Ave., Suite 201, LaJolla, CA, nature of business is music production, Owner/Music Producer; start date 11/2021, approximately 5 hours per month during non trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arthur Husmann Johnson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 30, 2023 - Present

MUNDOVAL CAPITAL MANAGEMENT, INC.

Office #1: 7855 Ivanhoe Avenue Suite 210, La Jolla, CA 92037
RIA
CRD#: 132553
La Jolla, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MUNDOVAL CAPITAL MANAGEMENT, INC.
A.Q. JOHNSON & CO., INC. | MUNDOVAL CAPITAL MANAGEMENT, INC.

CRD#: 132553 / SEC#: 801-63477

RIA
Registered Investment Advisory firm - (8/30/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/30/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/27/2022
Uniform Investment Adviser Law Examination

Current Firm

MC
MUNDOVAL CAPITAL MANAGEMENT, INC.
A.Q. JOHNSON & CO., INC. | MUNDOVAL CAPITAL MANAGEMENT, INC.

CRD#: 132553 / SEC#: 801-63477

RIA
Registered Investment Advisory firm - (8/30/2004 Approved)
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Contact information

Main Address
7855 Ivanhoe Avenue Suite 210, La Jolla, CA 92037
Mailing Address
Phone number
(858) 454-4837
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (2 States and Territories)

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Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MUNDOVAL CAPITAL MANAGEMENT, INC. ADV PART 2 BROCHURE (2/14/2025)

Regulatory assets under management

Total Number of Accounts98
AUM (Assets Under Management)$ 73,238,954

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MUNDOVAL CAPITAL MANAGEMENT, INC.

CRD#: 132553La Jolla, CA 92037

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