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Seth J. Luxenberg

LEXINGTON AVENUE CAPITAL MANAGEMENT
New City, NY
Some features on this profile are disabled
CRD#: 7686962
SL

Professional summary


Seth Jason Luxenberg, who also goes by Seth Luxenberg, is a registered financial advisor currently at LEXINGTON AVENUE CAPITAL MANAGEMENT, LLC located in New City, New York.

Seth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Seth has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Seth Luxenberg

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) US Embassy in Abidjan in Cote d'Ivoire - Professional Associate - 03/2023 To Present. Not Investment Related. Duties include 1) Serving as political advisor to the Chief of Mission, Deputy Chief of Mission, or Principal Officer, which includes assisting the Ambassador in developing U.S. policies and programs for the host country which take account of social and political conditions and trends and are calculated to attain U.S. objectives, 2) interact with host government officials as required, contribute to and review speeches and other public statements to be made by senior officials to ensure consistency with U.S. policy objectives, 3) assess the impact on U.S. interests of social and political developments in the country; evaluate the impact of U.S. policies and programs on relations with the country; and suggest modifications in the tactics being followed to attain U.S. objectives and 4) consult with host government officials, analyze and report information, and make recommendations in international and bilateral agreements or programs in which the United States participates or has an interest. BP 730 Abidjan Cidex 03, Republic of Cote d'Ivoire.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Seth Jason Luxenberg's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 10, 2023 - Present

LEXINGTON AVENUE CAPITAL MANAGEMENT, LLC

RIA
CRD#: 167834
New City, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LEXINGTON AVENUE CAPITAL MANAGEMENT, LLC
LEXINGTON AVENUE CAPITAL MANAGEMENT, LLC

CRD#: 167834 / SEC#: 801-123573

RIA
Registered Investment Advisory firm - (3/31/2022 Approved)
Arizona
Registered Investment Advisory firm - (3/9/2018 Terminated)
California
Registered Investment Advisory firm - (5/25/2022 Terminated)
New Jersey
Registered Investment Advisory firm - (4/26/2022 Terminated)
New York
Registered Investment Advisory firm - (4/25/2022 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(2/10/2023)

Exams


State Security Law Exam
IAR
Series 65
Date: 10/21/2022
Uniform Investment Adviser Law Examination

Current Firm


LA
LEXINGTON AVENUE CAPITAL MANAGEMENT, LLC
LEXINGTON AVENUE CAPITAL MANAGEMENT, LLC

CRD#: 167834 / SEC#: 801-123573

RIA
Registered Investment Advisory firm - (3/31/2022 Approved)
Arizona
Registered Investment Advisory firm - (3/9/2018 Terminated)
California
Registered Investment Advisory firm - (5/25/2022 Terminated)
New Jersey
Registered Investment Advisory firm - (4/26/2022 Terminated)
New York
Registered Investment Advisory firm - (4/25/2022 Terminated)
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Contact information


Main Address
New City, NY
Mailing Address
Phone number
(845) 708-5306
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (4 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LEXINGTON AVENUE CAPITAL MANAGEMENT ADV PART 2 FIRM BROCHURE (2/3/2025)

Regulatory assets under management


Total Number of Accounts240
AUM (Assets Under Management)$ 144,311,665

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LEXINGTON AVENUE CAPITAL MANAGEMENT, LLC

CRD#: 167834New City, NY

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