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Atticus Clouse

AW SECURITIES
Indianapolis, IN
·CRD# 7685689·3 years experience

Professional Summary

Atticus Clouse, who also goes by Atticus Dryden Clouse, is a registered financial advisor currently at AW SECURITIES located in Indianapolis, Indiana. Atticus is registered as a RR (Registered Representative) and started their career in finance in 2023. Atticus has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Atticus Dryden Clouse

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

AW SECURITIES·CRD# 103747
BD
8801 River Crossing Blvd. Suite 100, Indianapolis, IN 46240
June 2, 2025 - Present
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Indianapolis, IN
May 1, 2023 - February 7, 2024

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Current Firm

AS
AW SECURITIES

AW SECURITIES | PATHWAY RETIREMENT NETWORK | HANSON MCCLAIN SECURITIES | HANSON MCCLAIN RETIREMENT NETWORK, LP | HANSON MCCLAIN RETIREMENT NETWORK, LLC | HANSON MCCLAIN RETIREMENT NETWORK, L.P. | HANSON MCCLAIN

CRD#: 103747 / SEC#: 801-69038, 8-52250
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Contact Information

Main Address

340 Palladio Pkwy Suite 501, Folsom, CA 95630

Mailing Address

340 Palladio Pkwy Suite 501, Folsom, CA 95630

Phone Number

(916) 482-2196

Established

Delaware since 10/26/2020

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

# of Employees

10

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

ADV PART 2 (1/17/2025)

Direct owners and executive officers

NamePositionCRD#
ALLWORTH FINANCIAL GROUP, L.P.LIMITED PARTNER—
AFG PARENT GP, LLCGENERAL PARTNER—
BEATON, DANIEL STEWARTFINOP4240769
FRIZE, BERNARD JOSEPH JRCHIEF COMPLIANCE OFFICER - BD2366022
GREENBERG, BARRY YALECHIEF LEGAL OFFICER5863733
GRIGSBY, GARY LAWSONCEO3167632

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Indiana
(6/2/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2023About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed May 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2023About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Atticus Clouse's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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