JF
James B. Foley
JANNEY MONTGOMERY SCOTT
Aiken, SC 29801
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CRD#: 7683932
JF
James Belin FoleyJANNEY MONTGOMERY SCOTT
Professional summary
James Belin Foley, who also goes by James B Foley, James Foley, is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in Aiken, South Carolina.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. James has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Aliases
James B Foley | James Foley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Military Officers Assocation of America (MOAA), Columbia, SC. Independent, nonprofit, politically nonpartisan organization of active and former military officers, that serves as an advocate for veterans. Legislative Affairs Officer for State of South Carolina (06/2023) - remain aware of any and all legislation in the state of South Carolina that pertains to the veteran community and serve as a point of contact if any MOAA members have questions about legislation. Not investment related, no compensated, 5 hours/month. 2. Aiken Rotary Club Fund Committee, Aiken, SC. Aiken Rotary Club is the local Rotary Club chapter. Its purpose is to service and impact to the community through volunteerism. Board Member (11/2023) - assist Aiken Rotary Club leadership with the management of scholarship fund. Not investment related, not compensated, 1 hour/month. 3. United States Marine Corps Reserves, Washington, DC. United States Marine Corps/US Department of Defense. Marine Corp Officer (01/2024) - Continuing military service through reserve military career. Not investment related, compensated, 16 hours/month. 4. Rotary Club of Aiken, Aiken, SC. Co-Chair of Recruitment (07/2023) - Facilitating the recruitment and integration of new members. Not compensated, not investment related, 5 hours/month. 5. The Green Boundary Club, Aiken, SC. Board Member (09/2025) - developing operational policies, working with the General Manager on events and membership, and assisting the club in reaching its strategic goals. Not compensated, not investment related, 2 hours/month. 6. SPCA Albrecht Center, Aiken, SC. Dogwalker. Volunteer (09/2025). Not investment related, not compensated, 2 hours/month. 7. The Green Boundary Club, Aiken, SC. Chairman of Membership Committee (09/2025) - oversee the membership process of new members. Not investment related, not compensated, 3 hours/month. 8. Aiken Rotary Club, Aiken, SC. Club Board Member (03/2026) - term of 3 years, advising club officers on all decisions. Not investment related, not compensated, 3 hours/month. 9. Columbia University, New York, NY. Alumni Ambassador (03/2026) - serves as a point of contact and mentor to student regarding enrollment and curri. Not investment related, not compensated, 1 hour/month.
CRS (Client Relationship Summary) - RIA
Click below to view James Belin Foley's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view James Belin Foley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 10, 2023 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 401 Park Avenue Sw Suite B, Aiken, SC 29801RIA
BD
CRD#: 463
Aiken, SC
Current
January 20, 2023 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 401 Park Avenue Sw Suite B, Aiken, SC 29801RIA
BD
CRD#: 463
Aiken, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/21/2025)
RR
Arizona(5/21/2025)
RR
California(6/29/2023)
RR
Colorado(5/21/2025)
RR
Delaware(3/25/2025)
RR
District of Columbia(6/29/2023)
RR
Florida(6/29/2023)
RR
Georgia(6/29/2023)
RR
Illinois(6/29/2023)
RR
Kansas(6/3/2024)
RR
Louisiana(5/21/2025)
RR
Maryland(6/29/2023)
RR
Massachusetts(11/29/2023)
RR
Michigan(7/28/2025)
RR
Mississippi(5/28/2024)
RR
Missouri(7/9/2026)
RR
New Jersey(6/29/2023)
RR
New Mexico(5/21/2025)
RR
North Carolina(7/5/2023)
IAR
North Carolina(7/7/2023)
RR
Ohio(5/21/2025)
RR
Oregon(9/12/2025)
RR
Pennsylvania(4/14/2023)
RR
South Carolina(2/10/2023)
IAR
South Carolina(2/10/2023)
RR
Tennessee(6/29/2023)
RR
Texas(6/29/2023)
IAR
Texas(6/29/2023)
RR
Virginia(6/29/2023)
RR
West Virginia(6/3/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/20/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
