OA
Odaro Aisueni
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CRD#: 7683782
OA
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Odaro Aisueni was a registered financial professional .
Odaro is a previously registered financial professional and started their career in finance in 2023. Odaro had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF BUSINESS: Financial Planning Association NATURE: Financial Planning START: 12/2/2022 POSITION: Member APPX. HRS/MONTH: 5 % APPX HRS/MONTH DURING TRADING HOURS: 1 DUTIES: Member 2. DJ; (DJ Daro); Is the business investment related: No; Location of the business: 11814 Sagevale Ln Houston Texas 77089 United States of America; Description of the business: I DJ weddings and events. The frequency is variable because people come to me via word of mouth. ; Responsibilities Duties: DJ; Start date with business: 2019-05-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 15; 3. Volunteer Financial Planner; Invest STL | Rooted Initiative; Is the business investment related: Yes; Location of the business: 5600 Delmar Blvd St. Louis Missouri 63112 United States of America; Description of the business: Invest STL describes themselves as: We prioritize equitable community development by evolving our work in four key areas: direct investments in neighborhoods, investing in the local community and economic development system, convening thought leadership and testing innovative ideas to influence policies and decision-making, and reframing narratives to shift our collective understanding and awareness of St. Louis residents and neighborhoods.; Start date with business: 2023-03-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 2.5; Percentage of total yearly compensation expected to be derived from the business: 0; 4. Co - Chair; (FPA) Financial Planning Association; Is the business investment related: No; Location of the business: 1290 Broadway Denver Colorado 80203 United States of America; Description of the business: I am the NexGen Co-Chair I'm tasked with planning and running the Nex Gen Gathering. ; Responsibilities Duties: Selecting speakers, selecting cohort leader, and choosing topics for breakout sessions. ; Start date with business: 2023-10-01; Hours per month devoted to business during trading hours: 1; Hours per month devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 0; 5. Writer; nomoneymoproblems.com; Is the business investment related: No; Location of the business: 11814 Sagevale Lane Houston Texas 77089 United States of America; Description of the business: I use the website to publish articles on different financial planning topics; Responsibilities Duties: Write blog post; Start date with business: 2019-09-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 0;
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
February 7, 2024 - October 29, 2024
WILLIS JOHNSON & ASSOCIATES, INC.
RIA
CRD#: 119759
HOUSTON, TX
Past
January 17, 2023 - January 9, 2024
CWM, LLC
RIA
CRD#: 155344
St. Louis, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WJ
WILLIS JOHNSON & ASSOCIATES, INC.
JOHNSON, BENDER & COMPANY | WILLIS JOHNSON & ASSOCIATES, INC.
CRD#: 119759 / SEC#: 801-66191
RIA
Registered Investment Advisory firm - (2/9/2006 Approved)Texas
Registered Investment Advisory firm - (3/2/2006 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Current Firm
WJ
WILLIS JOHNSON & ASSOCIATES, INC.
JOHNSON, BENDER & COMPANY | WILLIS JOHNSON & ASSOCIATES, INC.
CRD#: 119759 / SEC#: 801-66191
RIA
Registered Investment Advisory firm - (2/9/2006 Approved)Texas
Registered Investment Advisory firm - (3/2/2006 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5847 San Felipe Suite 1500, Houston, TX 77057
Mailing Address
Phone number
(713) 439-1200
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,377 |
| AUM (Assets Under Management) | $ 1,419,970,309 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
