Rex Chan

LOGIC WEALTH MANAGEMENT

PASADENA, CA

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CRD#: 7681328

Professional summary

Rex Chan is a registered financial advisor currently at LOGIC WEALTH MANAGEMENT, LLC located in Pasadena, California.

Rex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Rex has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Rex Chan is also a licensed Life Accident and Health Agent CA license # 0F46111 and Property and Casualty Broker CA license # 0F46111. Rex might provide insurance product advice or recommendations. The client is under no obligation to act upon the recommendations of the Advisor. These services do not take up any time during Rex's work week.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rex Chan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2023 - Present

LOGIC WEALTH MANAGEMENT, LLC

RIA

CRD#: 153453

PASADENA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LOGIC WEALTH MANAGEMENT, LLC

CRD#: 153453 / SEC#: 801-129485

RIA

Registered Investment Advisory firm - (2/9/2024 Approved)

California

Registered Investment Advisory firm - (1/23/2025 Terminated)

Texas

Registered Investment Advisory firm - (12/24/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/27/2022

Uniform Investment Adviser Law Examination

Current Firm

LOGIC WEALTH MANAGEMENT, LLC

CRD#: 153453 / SEC#: 801-129485

RIA

Registered Investment Advisory firm - (2/9/2024 Approved)

California

Registered Investment Advisory firm - (1/23/2025 Terminated)

Texas

Registered Investment Advisory firm - (12/24/2024 Terminated)

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Contact information

Main Address

1055 East Colorado Blvd, Suite 500, Pasadena, CA 91106

Mailing Address

1055 East Colorado Blvd, Suite 500, Pasadena, CA 91106

Phone number

(626) 757-4323

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LOGICWM BROCHURE 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	585
AUM (Assets Under Management)	$ 164,666,548

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rex Chan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rex Chan's CRS (Customer Relationship Summary).

Certified licenses

Experience

LOGIC WEALTH MANAGEMENT, LLC

Primary Firm SEC Registration

LOGIC WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/27/2022

Current Firm

LOGIC WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LOGIC WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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