ID
Itaira Diaz
CG COMPASS (USA) LLC
New York, NY 10022
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CRD#: 7678542
ID
Professional summary
Itaira Diaz is a registered financial professional currently at CG COMPASS (USA) LLC located in New York, New York.
Itaira is registered as a RR (Registered Representative) and started their career in finance in 2025. Itaira has worked at 1 firm and has passed the Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Itaira Diaz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 5, 2025 - Present
CG COMPASS (USA) LLC
Office #1: 590 Madison Ave 33rd Floor, New York, NY 10022BD
CRD#: 129837
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 7TO
Date: 6/5/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CC
CG COMPASS (USA) LLC
CG COMPASS (USA) LLC
CRD#: 129837 / SEC#: , 8-66263
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
590 Madison Ave 33rd Floor, New York, NY 10022
Mailing Address
590 Madison Ave 33rd Floor, New York, NY 10022
Phone number
(212) 355-7630
Established
Delaware since 10/01/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (18 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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