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Leo John Konopka

INTERACTIVE BROKERS
GREENWICH, CT
·CRD# 7676801·3 years experience

Professional Summary

Leo John Konopka is a registered financial advisor currently at INTERACTIVE BROKERS LLC located in Greenwich, Connecticut and INTERACTIVE BROKERS CORP. located in Greenwich, Connecticut. Leo is registered as a RR (Registered Representative) and started their career in finance in 2023. Leo has worked at 2 firms and has passed the Series 63, Series 3, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

INTERACTIVE BROKERS LLC·CRD# 36418
BD
Pickwick Plaza, Greenwich, CT 06830
November 28, 2023 - Present
INTERACTIVE BROKERS CORP.·CRD# 117942
BD
Pickwick Plaza, Greenwich, CT 06830
April 22, 2026 - Present

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Current Firm

IB
INTERACTIVE BROKERS CORP.

CONIFER FUTURE TRADE, LLC | INTERACTIVE BROKERS CORP. | FUTURETRADE SECURITIES, LLC | FUTURETRADE SECURITIES CORP.

CRD#: 117942 / SEC#: 8-53615
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

Pickwick Plaza, Greenwich, CT 06830

Mailing Address

Two Pickwick Plaza, Greenwich, CT 06830

Phone Number

(203) 618-5700

Established

Delaware since 01/16/2009

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IB EXCHANGE CORP.OWNER—
BRODY, PAUL JONATHANSECRETARY, PRINCIPAL OPERATIONS OFFICER1722066
GALIK, MILANCEO2204066
GELMAN, JONATHAN MICHAELCCO AND ROSFP5440103
MENICUCCI, JAMESPRINCIPAL FINANCIAL OFFICER6590173

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(4/22/2026)
RR
Alaska
(4/22/2026)
RR
Arizona
(4/22/2026)
RR
Arkansas
(4/22/2026)
RR
California
(4/22/2026)
RR
Colorado
(4/22/2026)
RR
Connecticut
(3/5/2026)
RR
Delaware
(4/22/2026)
RR
District of Columbia
(4/22/2026)
RR
Florida
(4/22/2026)
RR
Georgia
(4/22/2026)
RR
Hawaii
(4/22/2026)
RR
Idaho
(4/22/2026)
RR
Illinois
(4/22/2026)
RR
Indiana
(4/22/2026)
RR
Iowa
(4/22/2026)
RR
Kansas
(4/22/2026)
RR
Kentucky
(4/22/2026)
RR
Louisiana
(4/22/2026)
RR
Maine
(4/22/2026)
RR
Maryland
(4/22/2026)
RR
Massachusetts
(4/22/2026)
RR
Michigan
(4/22/2026)
RR
Minnesota
(4/22/2026)
RR
Mississippi
(4/22/2026)
RR
Missouri
(4/22/2026)
RR
Montana
(4/22/2026)
RR
Nebraska
(4/22/2026)
RR
Nevada
(4/22/2026)
RR
New Hampshire
(4/22/2026)
RR
New Jersey
(4/22/2026)
RR
New Mexico
(4/22/2026)
RR
New York
(4/22/2026)
RR
North Carolina
(4/22/2026)
RR
North Dakota
(4/22/2026)
RR
Ohio
(4/22/2026)
RR
Oklahoma
(4/22/2026)
RR
Oregon
(4/22/2026)
RR
Pennsylvania
(4/22/2026)
RR
Puerto Rico
(4/22/2026)
RR
Rhode Island
(4/22/2026)
RR
South Carolina
(4/22/2026)
RR
South Dakota
(4/22/2026)
RR
Tennessee
(4/22/2026)
RR
Texas
(4/22/2026)
RR
Utah
(4/22/2026)
RR
Vermont
(4/22/2026)
RR
Virgin Islands
(4/22/2026)
RR
Virginia
(4/22/2026)
RR
Washington
(4/22/2026)
RR
West Virginia
(4/22/2026)
RR
Wisconsin
(4/22/2026)
RR
Wyoming
(4/22/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2026About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Apr 2026About the Series 3 exam

Series 7TO — General Securities Representative Examination

Passed Nov 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Dec 2022About the SIE exam
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SRO Registrations
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SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Leo John Konopka's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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