AK
Andrew L. Kerper
FEDERAL PREP
BOHEMIA, NY 11716
Some features on this profile are disabled
CRD#: 7676046
AK
Professional summary
Andrew Leonard Kerper is a registered financial advisor currently at FEDERAL PREP located in Bohemia, New York.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Andrew has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Life Insurance Agent, Commissions from sales of Life Insurance and Annuities
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Leonard Kerper's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 31, 2023 - Present
FEDERAL PREP
Office #1: 1650 Sycamore Ave. Suite 23, Bohemia, NY 11716RIA
CRD#: 282663
BOHEMIA, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FP
FEDERAL PREP
FEDERAL PREP | FEDERAL PREP ADVISORS, INC.
CRD#: 282663 / SEC#: 801-118329
RIA
Registered Investment Advisory firm - (6/26/2020 Approved)Delaware
Registered Investment Advisory firm - (8/13/2020 Terminated)Florida
Registered Investment Advisory firm - (8/10/2020 Terminated)New Jersey
Registered Investment Advisory firm - (11/19/2020 Terminated)New York
Registered Investment Advisory firm - (8/10/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/14/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(1/2/2024)
IAR
New York(1/31/2023)
IAR
Virginia(2/10/2023)
Current Firm
FP
FEDERAL PREP
FEDERAL PREP | FEDERAL PREP ADVISORS, INC.
CRD#: 282663 / SEC#: 801-118329
RIA
Registered Investment Advisory firm - (6/26/2020 Approved)Delaware
Registered Investment Advisory firm - (8/13/2020 Terminated)Florida
Registered Investment Advisory firm - (8/10/2020 Terminated)New Jersey
Registered Investment Advisory firm - (11/19/2020 Terminated)New York
Registered Investment Advisory firm - (8/10/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/14/2020 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1650 Sycamore Ave. Suite 23, Bohemia, NY 11716
Mailing Address
Phone number
(631) 750-6499
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 858 |
| AUM (Assets Under Management) | $ 95,460,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
