RT
Richard M. Tyler
CETERA INVESTMENT ADVISERS LLC
Carrollton, TX 75007
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CRD#: 7671217
RT
Professional summary
Richard Maurice Tyler, who also goes by Richard M Tyler, Richard Maurice Tyler, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Carrollton, Texas and CETERA WEALTH SERVICES, LLC located in Addision, Texas.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Richard has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard M Tyler | Richard Maurice Tyler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HEAD TYLER PC POSITION: Shareholder NATURE: This entity has a 99.9999% interest in Head Tyler LLP and has no other activity. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/15/2021 ADDRESS: 16801 Addison Road, Suite 105, Addison TX 75001, United States DESCRIPTION: All duties and responsibilities are handled through Head Tyler LLP. This entity merely holds an ownership interest and pays wages to owners. 2) TYLER WEALTH DESIGN LLC POSITION: Managing Member NATURE: Investment Planning, Tax Planning, Retirement Planning, Estate Planning, Risk Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 65 SECURITIES TRADING HOURS: 65 START DATE: 01/01/2023 ADDRESS: 16801 Addison Road, Suite 105, Addison TX 75001, United States DESCRIPTION: Provide investment advice and planning services, risk management, tax and estate planning services. 3) HT GENPAR LLC POSITION: Member NATURE: This entity has a .0001% interest in Head Tyler LLP and has no other activity. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/12/2021 ADDRESS: 16801 Addison Road, Suite 105, Addison TX 75001, United States DESCRIPTION: All duties and responsibilities are handled through Head Tyler LLP. This entity merely holds an ownership interest. 4) HEAD TYLER LLP POSITION: Domestic Partner NATURE: Tax preparation, planning and consulting, and bookkeeping services. INVESTMENT RELATED: No NUMBER OF HOURS: 65 SECURITIES TRADING HOURS: 65 START DATE: 04/24/2020 ADDRESS: 16801 Addison Road, Suite 105, Addison TX 75001, United States DESCRIPTION: Provide tax compliance & planning, and bookkeeping services. Supervise employees, Manage payroll, payables and receivables
CRS (Client Relationship Summary) - RIA
Click below to view Richard Maurice Tyler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 6, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3104 Glenview, Carrollton, TX 75007Office #2: 16801 Addison Rd Suite 105, Addision, TX 75001RIA
CRD#: 105644
Carrollton, TX
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 16801 Addison Rd Suite 105, Addision, TX 75001BD
CRD#: 13572
ADDISION, TX
Past
January 4, 2024 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
ADDISION, TX
Past
December 13, 2022 - September 8, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Addison, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(9/5/2025)
IAR
Texas(9/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/3/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
