MB
Michael B. Bergland
CETERA INVESTMENT ADVISERS LLC
EUGENE, OR 97401
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CRD#: 7671082
MB
Professional summary
Michael Bradley Bergland, who also goes by Michael B Bergland, Michael Bergland, Mike B Bergland, Mike Bergland, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Eugene, Oregon and CETERA WEALTH SERVICES, LLC located in Eugene, Oregon.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Michael has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael B Bergland | Michael Bergland | Mike B Bergland | Mike Bergland
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) JONES & ROTH CPAS POSITION: CPA NATURE: Jones & Roth is a CPA firm and provides the following services to clients: Assurance (audit/review/compiled financial statements); Business Tax Return Preparation; Individual Tax Return Preparation; Tax Planning and Projection; Business Advisory Support INVESTMENT RELATED: No NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 130 START DATE: 12/01/2014 ADDRESS: 260 Country Club Rd., Ste. 100, Eugene OR 97401, United States DESCRIPTION: I work full-time as a CPA and Senior Manager, primarily in tax and advisory. Iperform the following functions for this entity: Quality Control Review of Tax Returns; Tax Planning and Advisory For Clients; Supervision of Staff/Seniors/Managers; Co-Manage the Tax Department; Assist with Recruiting 2) JONES & ROTH FINANCIAL ADVISORS, LLC POSITION: CPA / Referring Rep NATURE: This is the financial advisory arm of Jones & Roth, and is affiliated with Avantax. It assists clients with the followingservices: Portfolio Review & Risk Strategy; Asset Allocation; Tax-Smart Financial planning; Retirement incomeplanning; Investment Distribution Review INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 11/14/2022 ADDRESS: 260 Country Club Rd., Suite 100, Eugene OR 97401, United States DESCRIPTION: Sit in on financial service meetings to provide tax advice 3) BRING Recycling; Treasurer of the Board; BRING is a not-for-profit that serves the community in the following ways: Promoting the re-use and/or recycling of materials; Educating the public in the re-use and recycling of materials; Selling items donated by the public or from construction (BRING maintains a small store space for this); Consulting on construction or planning projects; Certifying businesses that re-use/recycle and help prevent pollution; NIR; 0; 08/01/2021; 4446 Franklin Blvd Eugene OR 97403; I serve as the Treasurer of the board of directors for this not-for-profit entity. In this capacity I perform the following: Attend monthly board meetings; Attend monthly finance committee meetings; Attend monthly executive committee meetings; Review monthly financial information presented by management; Present financial information to the board during meetings; I do not have any access of involvement with any investment accounts or products related to this OBA
CRS (Client Relationship Summary) - RIA
Click below to view Michael Bradley Bergland's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 260 Country Club Rd. Ste 100, Eugene, OR 97401RIA
CRD#: 105644
EUGENE, OR
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 260 Country Club Rd. Ste 100, Eugene, OR 97401BD
CRD#: 13572
Eugene, OR
Past
June 6, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Eugene, OR
Past
January 30, 2023 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Eugene, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Oregon(9/5/2025)
IAR
Oregon(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/28/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Eugene, OR 97401TRUST BUT VERIFY
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