TS
Timothy L. Smith
BROAD REACH CAPITAL LLC
Bainbridge, GA 39817
Some features on this profile are disabled
CRD#: 7670331
TS
Professional summary
Timothy Lee Smith JR. is a registered financial advisor currently at BROAD REACH CAPITAL LLC located in Bainbridge, Georgia.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Timothy has worked at 1 firm and has passed the Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) SP RE, Inc. Reinsurance Captive Insurance Company; not investment related; 6752 Rock Springs Rd, Suite 310 Wilmington, NC 28405; Commercial Trucking Ins.; Director; Start Date: July 1, 2021; I devote 3 hours per month to this business/0 hours during securities trading; my duties are to provide Director services. (2) TY Smith L&H Agency, LLC; investment-related; 253 Whigham Dairy Rd, Bainbridge, GA 39817; Life & Health Insurance Agency; Sole Owner; Start date: 01/19/2021; I devote 174 hours per month to this business/120 hours during securities trading hours; my duties are insurance sales. (3) TY Smith Properties, LLC; non investment-related; 253 Whigham Dairy Rd, Bainbridge, GA 39819, Real Estate; Sole Owner, Start date: 8/17/2022; I devote 1 hour per month to this business/0 during securities trading hours; I am the owner of this business. (4) T&B Farming Group II, LLC; non investment-related; 253 Whigham Dairy Rd, Bainbridge, GA 39817; farming/agriculture; sole owner; start date: 3/15/2015; I devote 42 hours per month to this business/10 hours during securities trading hours; management responsibilities. (5) Tim Smith & Associates Insurance, Inc., investment-related; 253 Whigham Dairy Rd, Bainbridge, GA 39817, insurance sales, insurance agent, CFO; start date: 10/01/2020; I devote 174 hours per month to this business/120 hours during securities trading hours; insurance sales and administration.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Lee Smith JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 10, 2023 - Present
BROAD REACH CAPITAL LLC
Office #1: 253 Whigham Dairy Rd, Bainbridge, GA 39817RIA
CRD#: 144686
Bainbridge, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BR
BROAD REACH CAPITAL LLC
ANTHEM WEALTH MANAGEMENT | WEALTH PRESERVATION GROUP, LLC | BROAD REACH CAPITAL LLC | BROAD REACH CAPITAL
CRD#: 144686 / SEC#: 801-130959
RIA
Registered Investment Advisory firm - (8/21/2024 Approved)Connecticut
Registered Investment Advisory firm - (1/10/2017 Terminated)Florida
Registered Investment Advisory firm - (12/13/2017 Terminated)Georgia
Registered Investment Advisory firm - (8/23/2024 Terminated)Louisiana
Registered Investment Advisory firm - (12/3/2013 Terminated)Maryland
Registered Investment Advisory firm - (2/27/2014 Terminated)Massachusetts
Registered Investment Advisory firm - (8/23/2024 Terminated)Mississippi
Registered Investment Advisory firm - (12/13/2013 Terminated)New Jersey
Registered Investment Advisory firm - (1/2/2018 Terminated)North Carolina
Registered Investment Advisory firm - (8/28/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/14/2017 Terminated)South Carolina
Registered Investment Advisory firm - (12/13/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(1/10/2023)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
BR
BROAD REACH CAPITAL LLC
ANTHEM WEALTH MANAGEMENT | WEALTH PRESERVATION GROUP, LLC | BROAD REACH CAPITAL LLC | BROAD REACH CAPITAL
CRD#: 144686 / SEC#: 801-130959
RIA
Registered Investment Advisory firm - (8/21/2024 Approved)Connecticut
Registered Investment Advisory firm - (1/10/2017 Terminated)Florida
Registered Investment Advisory firm - (12/13/2017 Terminated)Georgia
Registered Investment Advisory firm - (8/23/2024 Terminated)Louisiana
Registered Investment Advisory firm - (12/3/2013 Terminated)Maryland
Registered Investment Advisory firm - (2/27/2014 Terminated)Massachusetts
Registered Investment Advisory firm - (8/23/2024 Terminated)Mississippi
Registered Investment Advisory firm - (12/13/2013 Terminated)New Jersey
Registered Investment Advisory firm - (1/2/2018 Terminated)North Carolina
Registered Investment Advisory firm - (8/28/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/14/2017 Terminated)South Carolina
Registered Investment Advisory firm - (12/13/2017 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1101 Haynes St Suite 213, Raleigh, NC 27604
Mailing Address
Phone number
(919) 309-9325
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 125,952,819 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BROAD REACH CAPITAL LLC
CRD#: 144686Bainbridge, GA 39817TRUST BUT VERIFY
Monitor Timothy Smith
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
