TO
Tuvshinjargal T. Odeh
SHIRA RIDGE WEALTH MANAGEMENT
SAN RAFAEL, CA 94901
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CRD#: 7670116
TO
Professional summary
Tuvshinjargal T Odeh, who also goes by Tuvshin Odeh, is a registered financial advisor currently at SHIRA RIDGE WEALTH MANAGEMENT located in San Rafael, California.
Tuvshinjargal is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Tuvshinjargal has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tuvshin Odeh
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 03/2023 - WEALTH ENHANCEMENT GROUP - DBA for LPL Business (entity for LPL business) - Inv. Related - WALNUT CREEK, CA 2) 3/9/2023 - WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date - 12/12/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 3/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Tuvshinjargal T Odeh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 6, 2024 - Present
SHIRA RIDGE WEALTH MANAGEMENT
Office #1: 999 Fifth Avenue Suite 590, San Rafael, CA 94901RIA
CRD#: 117627
SAN RAFAEL, CA
Past
April 27, 2023 - December 4, 2023
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
BD
CRD#: 130139
PLYMOUTH, MN
Past
April 25, 2023 - December 4, 2023
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
RIA
CRD#: 116407
WALNUT CREEK, CA
Past
March 13, 2023 - December 12, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
WALNUT CREEK, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SR
SHIRA RIDGE WEALTH MANAGEMENT
PRIVATE WEALTH MANAGEMENT ADVISORY GROUP, INC. | THE SHIRA GROUP, INC. | SHIRA RIDGE WEALTH MANAGEMENT | PWMA GROUP
CRD#: 117627 / SEC#: 801-112766
RIA
Registered Investment Advisory firm - (4/4/2018 Approved)California
Registered Investment Advisory firm - (7/30/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/6/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/11/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
SR
SHIRA RIDGE WEALTH MANAGEMENT
PRIVATE WEALTH MANAGEMENT ADVISORY GROUP, INC. | THE SHIRA GROUP, INC. | SHIRA RIDGE WEALTH MANAGEMENT | PWMA GROUP
CRD#: 117627 / SEC#: 801-112766
RIA
Registered Investment Advisory firm - (4/4/2018 Approved)California
Registered Investment Advisory firm - (7/30/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
999 Fifth Avenue Suite 590, San Rafael, CA 94901
Mailing Address
Phone number
(415) 721-0275
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 829 |
| AUM (Assets Under Management) | $ 323,442,194 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SHIRA RIDGE WEALTH MANAGEMENT
CRD#: 117627San Rafael, CA 94901TRUST BUT VERIFY
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