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Kristy Gregory

ROBINHOOD FINANCIAL
Chicago, IL
·CRD# 7669483·2 years experience

Professional Summary

Kristy Gregory, who also goes by Kristy G Gregory, Kristy Martinez, is a registered financial advisor currently at ROBINHOOD FINANCIAL, LLC located in Chicago, Illinois. Kristy is registered as a RR (Registered Representative) and started their career in finance in 2024. Kristy has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kristy G Gregory, Kristy Martinez

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years in the financial services industry

Current & Past Employments

ROBINHOOD FINANCIAL, LLC·CRD# 165998
BD
151 N Franklin St Floor 29, Chicago, IL 60606
March 1, 2026 - Present
STRATEGIC ADVISERS LLC·CRD# 104555
RIA
Lake Bluff, IL
March 31, 2025 - March 4, 2026
FIDELITY PERSONAL AND WORKPLACE ADVISORS·CRD# 288590
RIA
Lake Bluff, IL
January 17, 2025 - March 31, 2025
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Highland Park, IL
October 16, 2024 - March 4, 2026

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Current Firm

RF
ROBINHOOD FINANCIAL, LLC

CHRONOS FINANCIAL, LLC | ROBINHOOD FINANCIAL, LLC

CRD#: 165998 / SEC#: 8-69188
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746

Mailing Address

500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746

Phone Number

(650) 761-7789

Established

Delaware since 08/24/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ROBINHOOD MARKETS, INC100% OWNER—
BILLINGS, MATTHEW JOHNPRESIDENT, CHIEF EXECUTIVE OFFICER1915377
CAVALLARO, ANTHONY JOSEPHCHIEF COMPLIANCE OFFICER1607925
GALVIN, SCOT SEANPRINCIPAL OPERATIONS OFFICER3226179
KELATI, DANIEL TCHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP3103432
KOLLER, WALTERCHIEF OPERATING OFFICER1932260
QUIRK, STEVEN MARKMANAGER2728768

Disclosures

Regulatory Event

56

Arbitration

12

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mercari, Inc.|Non-investment related|Lake Bluff, Illinois,| Reselling used clothes and toys|Reseller|Start date February 2023|1-2 hours/week, none during normal business hours | Reselling of used items Poshmark, Inc.|Non-investment related|Lake Bluff, Illinois,| Resell kids old clothes and toys. |Reseller|Start date December 2023|1-2 hours/week, none during normal business hours | Reselling of used items Ebay, Inc.|Non-investment related|Lake Bluff, Illinois,| Resell kids old clothes and toys. |Reseller|Start date August 2023|1-2 hours/week, none during normal business hours | Reselling of used items Walmart Spark | Non-investment related | Delivery service | Independent Contractor | Start date February 2026 | 2-4/week, none during normal business hours | Delivery jobs

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(3/1/2026)
RR
Alaska
(3/1/2026)
RR
Arizona
(3/1/2026)
RR
Arkansas
(3/1/2026)
RR
California
(3/1/2026)
RR
Colorado
(3/1/2026)
RR
Connecticut
(3/1/2026)
RR
Delaware
(3/1/2026)
RR
District of Columbia
(3/1/2026)
RR
Florida
(3/1/2026)
RR
Georgia
(3/1/2026)
RR
Hawaii
(3/1/2026)
RR
Idaho
(3/1/2026)
RR
Illinois
(3/1/2026)
RR
Indiana
(3/1/2026)
RR
Iowa
(3/1/2026)
RR
Kansas
(3/1/2026)
RR
Kentucky
(3/1/2026)
RR
Louisiana
(3/1/2026)
RR
Maine
(3/1/2026)
RR
Maryland
(3/1/2026)
RR
Massachusetts
(3/1/2026)
RR
Michigan
(3/1/2026)
RR
Minnesota
(3/1/2026)
RR
Mississippi
(3/1/2026)
RR
Missouri
(3/1/2026)
RR
Montana
(3/1/2026)
RR
Nebraska
(3/1/2026)
RR
Nevada
(3/1/2026)
RR
New Hampshire
(3/1/2026)
RR
New Jersey
(3/1/2026)
RR
New Mexico
(3/1/2026)
RR
New York
(3/1/2026)
RR
North Carolina
(3/1/2026)
RR
North Dakota
(3/1/2026)
RR
Ohio
(3/1/2026)
RR
Oklahoma
(3/1/2026)
RR
Oregon
(3/1/2026)
RR
Pennsylvania
(3/1/2026)
RR
Puerto Rico
(3/1/2026)
RR
Rhode Island
(3/1/2026)
RR
South Carolina
(3/1/2026)
RR
South Dakota
(3/1/2026)
RR
Tennessee
(3/1/2026)
RR
Texas
(3/1/2026)
RR
Utah
(3/1/2026)
RR
Vermont
(3/1/2026)
RR
Virgin Islands
(3/1/2026)
RR
Virginia
(3/1/2026)
RR
Washington
(3/1/2026)
RR
West Virginia
(3/1/2026)
RR
Wisconsin
(3/1/2026)
RR
Wyoming
(3/1/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2025About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Oct 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2024About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kristy Gregory's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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