KH
Keith Hanson
WINTHROP CAPITAL MANAGEMENT
Columbus, OH 43215
Some features on this profile are disabled
CRD#: 7669372
KH
Professional summary
Keith Hanson is a registered financial advisor currently at WINTHROP CAPITAL MANAGEMENT located in Columbus, Ohio.
Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Keith has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Keith Hanson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 19, 2022 - Present
WINTHROP CAPITAL MANAGEMENT
Office #1: 275 East Broad Street, Columbus, OH 43215RIA
CRD#: 145216
Columbus, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WINTHROP CAPITAL MANAGEMENT
WINTHROP CAPITAL MANAGEMENT | WINTHROP INVESTMENT GROUP, LLC | WINTHROP INVESTMENT GROUP | WINTHROP CAPITAL MANAGEMENT, LLC
CRD#: 145216 / SEC#: 801-71321
RIA
Registered Investment Advisory firm - (4/30/2010 Approved)Indiana
Registered Investment Advisory firm - (5/17/2011 Terminated)North Carolina
Registered Investment Advisory firm - (5/17/2011 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(12/19/2022)
IAR
Ohio(12/19/2022)
Exams
Current Firm
WC
WINTHROP CAPITAL MANAGEMENT
WINTHROP CAPITAL MANAGEMENT | WINTHROP INVESTMENT GROUP, LLC | WINTHROP INVESTMENT GROUP | WINTHROP CAPITAL MANAGEMENT, LLC
CRD#: 145216 / SEC#: 801-71321
RIA
Registered Investment Advisory firm - (4/30/2010 Approved)Indiana
Registered Investment Advisory firm - (5/17/2011 Terminated)North Carolina
Registered Investment Advisory firm - (5/17/2011 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
10201 N Illinois Street Suite 450, Carmel, IN 46290
Mailing Address
Phone number
(317) 663-7500
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 517 |
| AUM (Assets Under Management) | $ 3,896,633,452 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 01/27/2025 | ||
| 10/10/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
