Aleeyah Richie
Professional summary
Aleeyah Richie is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Richmond, Virginia and EMPOWER FINANCIAL SERVICES, INC. located in Richmond, Virginia.
Aleeyah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Aleeyah has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Aleeyah Richie's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 4, 2025 - Present
EMPOWER ADVISORY GROUP, LLC
January 24, 2024 - Present
EMPOWER FINANCIAL SERVICES, INC.
February 14, 2023 - January 3, 2024
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Exams
Series 6TO
Date: 2/14/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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