Glenn Mathesie
Professional summary
Glenn Mathesie is a registered financial professional currently at MOOMOO FINANCIAL INC. located in Jersey City, New Jersey.
Glenn is registered as a RR (Registered Representative) and started their career in finance in 2023. Glenn has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Glenn Mathesie's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 6, 2023 - Present
MOOMOO FINANCIAL INC.
Office #1: 185 Hudson St 5 Harborside, Suite 2603, Jersey City, NJ 07311March 5, 2024 - March 18, 2024
AHANA MARKETS LLC
January 12, 2023 - December 5, 2024
HUBBLE INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/14/2024)
Exams
Series 7TO
Date: 1/12/2023
General Securities Representative ExaminationFINRA
Current Firm
MOOMOO FINANCIAL INC.
CRD#: 283078 / SEC#: , 8-69739
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FUTU US INC | SHAREHOLDER | |
| CHAN, WING KEI | MANAGING DIRECTOR | 6616753 |
| DU, SHUANG | HEAD OF US OPERATIONS | 5005050 |
| MCDONALD, NEIL ANTHONY | CEO | 1764574 |
| PALMER, NATHAN TYLER | PRESIDENT | 5805173 |
| PARSONS, DARREN JAMES | CHIEF OPERATIONS OFFICER | 2382680 |
| SHARMA, VICKRAMJIT | CHIEF LEGAL OFFICER | 7186502 |
| SHEN, QIUFANG | HEAD OF FINANCE | 3158926 |
| STIFELMAN, GLEN ROBERT | CHIEF COMPLIANCE OFFICER | 1699013 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
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