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Mason E. Brown

STRONG CAPITAL MARKETS
Stamford, CT 06902
Some features on this profile are disabled
CRD#: 7664548
MB

Professional summary

Mason Edward Brown is a registered financial professional currently at STRONG CAPITAL MARKETS, LLC located in Stamford, Connecticut.

Mason is registered as a RR (Registered Representative) and started their career in finance in 2022. Mason has worked at 3 firms and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mason Edward Brown's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 21, 2024 - Present

STRONG CAPITAL MARKETS, LLC

Office #1: 1266 East Main Street, Stamford, CT 06902
BD
CRD#: 314056
Stamford, CT
Past

July 11, 2023 - April 26, 2024

BRONSON FINANCIAL LLC

BD
CRD#: 308284
Los Angeles, CA
Past

December 8, 2022 - June 28, 2023

BARDI CO. LLC

BD
CRD#: 166134
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/21/2024)
RR
Connecticut
(5/21/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 5/26/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 12/8/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/6/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SC
STRONG CAPITAL MARKETS, LLC
STRONG CAPITAL MARKETS, LLC

CRD#: 314056 / SEC#: , 8-70746

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
1266 East Main Street, Stamford, CT 06902
Mailing Address
1266 East Main Street, Stamford, CT 06902
Phone number
(475) 477-9600
Established
Delaware since 03/02/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (39 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STRONG CAPITAL HOLDINGS COMPANY, LLCSOLE MEMBER
ARMSTRONG, GORDON LAWRENCEPRESIDENT, CHIEF COMPLIANCE OFFICER2554979
COPPETO, JOHN LOUISCHIEF OPERATING OFFICER2044981
KRIEWALD, JESSICAFINOP/POO/PFO7052634

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRONG CAPITAL MARKETS, LLC

CRD#: 314056Stamford, CT 06902

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