BO
Benjamin R. Orem
CONCORDE ASSET MANAGEMENT
San Francisco, CA 94101
Some features on this profile are disabled
CRD#: 7661277
BO
Professional summary
Benjamin Ryan Orem, who also goes by Ben Orem, is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in San Francisco, California and CONCORDE INVESTMENT SERVICES, LLC located in San Francisco, California.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Benjamin has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ben Orem
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Sequent Real Estate & Wealth Management, Investment related, 44 Montgomery St. St 1610 San Francisco, CA 94104. Investment Advisory, seniors analyst assisting in the day to day activities involved with servicing our clients. Start date 06/19/2023, 1-5 hours/month during non business hours, 40+ hours/month during business hours. 2) Rental Properties, Non Investment related, Corona CA, Mission Viejo CA, Rental Property, Owner, one third owner of each rental property, Start date 01/03/2024, 1-5 hrs/month during non trading hours, 1-5 hrs/month during trading hours. 3) Concorde Asset Management, LLC, Investment related. San Francisco, CA, Registered Investment Advisory firm. Position: Investment Advisor Representative. Start date: August 2024. Full time during trading hours. 4) Ben Oren-Insurance Agent. Investment related. Sell/become AOR on variable life insurance and variable annuity policies. Registered Rep. Start date: Sept. 2024. 6-10 hours/month during non-business hours. 21-40 hours/month during business hours. 5) The Orem Company, LLC. Investment related. Mission Viejo, CA. Manage two rental properties in Southern California & cash generated from rentals. Manager. Start date: December 16, 2024. 6-10 hours/month during non-business hours, 1-5 hours/month during business hours.
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Ryan Orem's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 5, 2024 - Present
CONCORDE ASSET MANAGEMENT, LLC
Office #1: 44 Montgomery Street Suite 1610, San Francisco, CA 94101RIA
CRD#: 140367
San Francisco, CA
Current
June 21, 2023 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 44 Montgomery Street Suite 1610, San Francisco, CA 94101BD
CRD#: 151604
San Francisco, CA
Past
May 10, 2023 - June 26, 2023
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
RIA
CRD#: 108559
San Francisco, CA
Past
December 3, 2022 - June 26, 2023
FIRST REPUBLIC SECURITIES COMPANY, LLC
BD
CRD#: 105108
San Francisco, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/21/2023)
IAR
California(8/5/2024)
RR
Montana(1/3/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/2/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
Phone number
(248) 824-6710
Established
Firm type
Fiscal year end
# of Employees
79
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
