Savannah C. Stovall

DUNCAN WILLIAMS ASSET MANAGEMENT

Memphis, TN 38119

Some features on this profile are disabled

CRD#: 7660490

Professional summary

Savannah Claire Stovall is a registered financial advisor currently at DUNCAN WILLIAMS ASSET MANAGEMENT, LLC located in Memphis, Tennessee and M. S. HOWELLS & CO. located in Memphis, Tennessee.

Savannah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Savannah has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1.) M.S. Howells & Co.; Investment Related; 23350 N Pima Rd, Scottsdale, AZ 85255; Broker Dealer; Independent Contractor; Start date: 6/24/2024; Approximately 160 hours devoted monthly; 160 hours devoted monthly during trading hours; Trading and Insurance for clients. (2.) Make A Wish Mid South; Not Investment Related; 5100 Poplar Ave #300 Memphis, TN 38137; Non-Profit; Board Member; Start Date: 7/18/2025; 5 hours devoted monthly; 0 hours devoted during trading hours; Volunteer for Wish Discovery, Celebrations, and Planning Wine for Wishes.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Savannah Claire Stovall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2024 - Present

DUNCAN WILLIAMS ASSET MANAGEMENT, LLC

Office #1: 5350 Poplar Avenue Suite 600, Memphis, TN 38119

RIA

CRD#: 174809

Memphis, TN

Current

February 11, 2025 - Present

M. S. HOWELLS & CO.

Office #1: 5350 Poplar Ave Suite 600, Memphis, TN 38119

CRD#: 104100

Memphis, TN

Past

February 27, 2023 - October 29, 2024

CSENGE ADVISORY GROUP, LLC

RIA

CRD#: 131167

Memphis, TN

Past

December 17, 2022 - October 28, 2024

LION STREET FINANCIAL, LLC

CRD#: 165828

Memphis, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DUNCAN WILLIAMS ASSET MANAGEMENT, LLC

CRD#: 174809 / SEC#: 801-81015

RIA

Registered Investment Advisory firm - (3/9/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Tennessee
(12/5/2024)

Tennessee
(2/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/14/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/16/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/31/2022

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

DUNCAN WILLIAMS ASSET MANAGEMENT, LLC

CRD#: 174809 / SEC#: 801-81015

RIA

Registered Investment Advisory firm - (3/9/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5350 Poplar Avenue Suite 600, Memphis, TN 38119

Mailing Address

Phone number

(901) 435-4250

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DWAM ADV PART 2 WRAP BROCHURE (3/28/2025)

DWAM ADV PART 2 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,962
AUM (Assets Under Management)	$ 2,163,085,456

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stacey Hyde

ENVISION FINANCIAL PLANNING, LLC

IAR

Memphis, TN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Savannah C. Stovall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Savannah Claire Stovall's CRS (Customer Relationship Summary).

Certified licenses

Experience

M. S. HOWELLS & CO.

CSENGE ADVISORY GROUP, LLC

LION STREET FINANCIAL, LLC

Primary Firm SEC Registration

DUNCAN WILLIAMS ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/14/2023

Series 7TO

Date: 12/16/2022

SIE

Date: 10/31/2022

FINRA

Current Firm

DUNCAN WILLIAMS ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DUNCAN WILLIAMS ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors