Saul B. Eisenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Saul Bernard Eisenberg was a registered financial professional .
Saul is a previously registered financial professional and started their career in finance in 1974. Saul had worked at 8 firms and has passed the Series 65, Series 63, PC, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2004 - December 31, 2020
M&R CAPITAL MANAGEMENT INC
August 9, 2004 - November 29, 2004
SMH CAPITAL ADVISORS LLC
August 5, 2004 - October 22, 2010
SANDERS MORRIS LLC
July 1, 2003 - October 24, 2003
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - May 27, 2004
WELLS FARGO CLEARING SERVICES, LLC
February 6, 1996 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
October 8, 1984 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
September 16, 1977 - June 15, 1984
PRUDENTIAL EQUITY GROUP, LLC
August 27, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
March 27, 1974 - February 27, 1976
BAYROCK ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 6/13/1977
AMEX Put and Call ExamSeries 1
Date: 4/20/1968
Registered Representative ExaminationSeries 40
Date: 4/1/1974
Registered Principal ExaminationCurrent Firm
M&R CAPITAL MANAGEMENT INC
CRD#: 110472 / SEC#: 801-44950
Contact information
Regulatory assets under management
| Total Number of Accounts | 513 |
| AUM (Assets Under Management) | $ 522,283,133 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
