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Christopher E. Lopez Leiva

BRINKER CAPITAL SECURITIES
KING OF PRUSSIA, PA 19406
CRD#: 7657871
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CL
Christopher Estuardo Lopez LeivaBRINKER CAPITAL SECURITIES

Professional summary

Christopher Estuardo Lopez Leiva is a registered financial professional currently at BRINKER CAPITAL SECURITIES, LLC located in King Of Prussia, Pennsylvania.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2026. Christopher has worked at 1 firm and has passed the SIE and Series 7TO exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Estuardo Lopez Leiva's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 18, 2026 - Present

BRINKER CAPITAL SECURITIES, LLC

Office #1: 1000 Continental Drive Suite 500, King Of Prussia, PA 19406
BD
CRD#: 38123
KING OF PRUSSIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 5/18/2026
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/27/2026
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BC
BRINKER CAPITAL SECURITIES, LLC
BRINKER CAPITAL SECURITIES, INC. | BRINKER CAPITAL SECURITIES, LLC

CRD#: 38123 / SEC#: , 8-48110

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1055 Westlakes Drive Suite 250, Berwyn, PA 19312
Mailing Address
1055 Westlakes Drive Suite 250, Berwyn, PA 19312
Phone number
(800) 333-4573
Established
Delaware since 09/23/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
BRINKER CAPITAL HOLDINGS, LLC.HOLDING COMPANY
AUDRAIN, MARK ANDREWPRESIDENT/CEO, CCO, AND PRINCIPAL OPERATIONS OFFICER7046010
PETERS, REID THOMASPRINCIPAL FINANCIAL OFFICER & FINOP5008608

Disclosures

Regulatory Event1
Arbitration1

Red Flags

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Company Information

BRINKER CAPITAL SECURITIES, LLC

CRD#: 38123King Of Prussia, PA 19406

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