Cindy Ventura
Professional summary
Cindy Ventura, who also goes by Cindy M Ventura, is a registered financial professional currently at GLOBAL FINANCIAL SERVICES, L.L.C. located in Houston, Texas.
Cindy is registered as a RR (Registered Representative) and started their career in finance in 2023. Cindy has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Cindy Ventura's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2026 - Present
GLOBAL FINANCIAL SERVICES, L.L.C.
Office #1: 1330 Post Oak Blvd. Ste 2100, Houston, TX 77056-3019January 12, 2023 - September 1, 2024
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
What does exam status mean?
Series 6TO
Passed: 1/12/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
GLOBAL FINANCIAL SERVICES, L.L.C.
CRD#: 35699 / SEC#: , 8-46866
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GFS HOLDINGS, LLC | MEMBER | |
| CATHRINER, WILLIAM WALTER II | CHIEF COMPLIANCE OFFICER | 1686950 |
| CHAPA, GERARDO ARTURO | MANAGING DIRECTOR | 1451790 |
| GUNZENHAUSER, RADFORD MICHAEL | FINANCIAL OPERATIONS PRINCIPAL | 7253452 |
| IBARRA, JORGE EDUARDO | CHIEF OPERATING OFFICER | 3079569 |
| MEDRANO, DILIA ELIZABETH | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | 4626600 |
| TELLEZ, ALFREDO | SENIOR VICE PRESIDENT & DIRECTOR | 2616322 |
| VILLARREAL GUERRA, VICTOR MANUEL | DIRECTOR | 5310319 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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