Ethan Asher Lewis
Professional Summary
Ethan Asher Lewis, who also goes by Ethan Lewis, is a registered financial advisor currently at SUSQUEHANNA SECURITIES, LLC located in Chicago, Illinois and SUSQUEHANNA FINANCIAL GROUP, LLLP located in Chicago, Illinois. Ethan is registered as a RR (Registered Representative) and started their career in finance in 2022. Ethan has worked at 3 firms and has passed the Series 63, Series 7TO, Series 57TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ethan Lewis
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
4 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
SUSQUEHANNA INVESTMENT GROUP
Contact Information
Main Address
401 City Ave. Ste 220, Bala Cynwyd, PA 19004-1122Mailing Address
401 City Ave. Ste 220, Bala Cynwyd, PA 19004-1122Phone Number
(610) 617-2600Established
Pennsylvania since 05/01/1987Firm Type
PartnershipFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/15/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - BD
Click below to view Ethan Asher Lewis's CRS (Customer Relationship Summary).
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