Paul E. Eisen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Erwin Eisen, who also goes by Paul E Eisen, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1973. Paul had worked at 5 firms and has passed the Series 66, SIE, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2019 - March 9, 2020
LION STREET FINANCIAL, LLC
July 16, 2003 - January 8, 2019
ON INVESTMENT MANAGEMENT CO
July 7, 2003 - January 8, 2019
THE O.N. EQUITY SALES COMPANY
September 10, 2002 - July 1, 2003
CUNA BROKERAGE SERVICES, INC.
October 22, 1993 - July 1, 2003
CUNA BROKERAGE SERVICES, INC.
August 1, 1973 - October 29, 1993
CENTURY INVESTORS OF AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/24/1973
Registered Representative ExaminationCurrent Firm
LION STREET FINANCIAL, LLC
CRD#: 165828 / SEC#: , 8-69183
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
