Yongjie Fan
Professional summary
Yongjie Fan, who also goes by James Callahan, Kevin Fan, is a registered financial professional currently at 5D PARTNERS LLC located in New York, New York.
Yongjie is registered as a RR (Registered Representative) and started their career in finance in 2023. Yongjie has worked at 2 firms and has passed the Series 63, Series 65, Series 79TO, Series 82TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Yongjie Fan's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 28, 2023 - Present
5D PARTNERS LLC
Office #1: 535 Fifth Ave 4th Floor, New York, NY 10017July 18, 2023 - April 2, 2026
9D CAPITAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/11/2025)
(9/20/2023)
Exams
Series 79TO
Date: 10/19/2023
Investment Banking Registered Representative ExaminationSeries 82TO
Date: 7/28/2023
Limited Representative-Private Securities OfferingsFINRA
Current Firm
5D PARTNERS LLC
CRD#: 308304 / SEC#: , 8-70635
Contact information
FINRA licenses (3 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 5DP HOLDING LLC | PARENT COMPANY | |
| ALAOUI, SAM HICHAM | EXECUTIVE PRINCIPAL / FINOP | 4640450 |
| BLAGYY, NAZARIY | CCO |
Red Flags
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