Levi Rogeness

GREENSTONE WEALTH MANAGEMENT

Forest City, IA 50436

Some features on this profile are disabled

CRD#: 7653908

Professional summary

Levi Rogeness is a registered financial advisor currently at GREENSTONE WEALTH MANAGEMENT located in Forest City, Iowa.

Levi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Levi has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Levi Rogeness's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 24, 2023 - Present

GREENSTONE WEALTH MANAGEMENT

Office #1: 101 N Clark St, Forest City, IA 50436

RIA

CRD#: 305311

Forest City, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(2/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/24/2023

Uniform Investment Adviser Law Examination

Current Firm

GREENSTONE WEALTH MANAGEMENT

GREENSTONE WEALTH MANAGEMENT | GREENSTONE WEALTH MANAGEMENT, LLC

CRD#: 305311 / SEC#:

Iowa

Registered Investment Advisory firm - (9/9/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

101 N Clark St, Forest City, IA 50436

Mailing Address

Po Box 403, Forest City, IA 50436

Phone number

(641) 585-4000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	414
AUM (Assets Under Management)	$ 35,116,290

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Zachary Holly

OSAIC WEALTH, INC.

IAR

PHOENIX, AZ

Mary Ann Ferreira

THE ENSEMBLE TEAM

IAR

SEATTLE, WA

Spiros Vassilakos

CSENGE ADVISORY GROUP, LLC

IAR

Tarpon Springs, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Levi Rogeness

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Levi Rogeness's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREENSTONE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 2/24/2023

Current Firm

GREENSTONE WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GREENSTONE WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors