Mitchel Hazelwood

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CRD#: 7652257

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mitchel Hazelwood was a registered financial professional .

Mitchel is a previously registered financial professional and started their career in finance in 2023. Mitchel had worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Broker at EXP Realty; Start Date 10/2020; Investment Related: No; Address: 4242 Six Forks Road Raleigh, NC 27609; Nature of Business/Duties: Residential Real Estate Broker on the buy and sell side; Number of Hours per Month During Trading Hours: 8; Number of Hours per Month During Non-Trading Hours: 40

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 28, 2023 - April 23, 2024

LEXINGTON INVESTMENT CONSULTING, LLC

RIA

CRD#: 127618

NASHVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEXINGTON INVESTMENT CONSULTING, LLC

CRD#: 127618 / SEC#: 801-130899

RIA

Registered Investment Advisory firm - (8/9/2024 Approved)

Florida

Registered Investment Advisory firm - (8/12/2024 Terminated)

North Carolina

Registered Investment Advisory firm - (8/12/2024 Terminated)

Tennessee

Registered Investment Advisory firm - (2/25/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/28/2023

Uniform Investment Adviser Law Examination

Current Firm

LEXINGTON INVESTMENT CONSULTING, LLC

CRD#: 127618 / SEC#: 801-130899

RIA

Registered Investment Advisory firm - (8/9/2024 Approved)

Florida

Registered Investment Advisory firm - (8/12/2024 Terminated)

North Carolina

Registered Investment Advisory firm - (8/12/2024 Terminated)

Tennessee

Registered Investment Advisory firm - (2/25/2025 Terminated)

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Contact information

Main Address

424 Church Street Suite 1550, Nashville, TN 37219

Mailing Address

Phone number

(615) 492-1011

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEXINGTON INVESTMENT COUNSEL, LLC (3/27/2025)

Regulatory assets under management

Total Number of Accounts	248
AUM (Assets Under Management)	$ 102,786,885

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mitchel Hazelwood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LEXINGTON INVESTMENT CONSULTING, LLC

Primary Firm SEC Registration

LEXINGTON INVESTMENT CONSULTING, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/28/2023

Current Firm

LEXINGTON INVESTMENT CONSULTING, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEXINGTON INVESTMENT CONSULTING, LLC

TRUST BUT VERIFY

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